Filing Details
- Accession Number:
- 0000796343-15-000054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-29 19:29:45
- Reporting Period:
- 2015-01-29
- Filing Date:
- 2015-01-29
- Accepted Time:
- 2015-01-29 19:29:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 796343 | Adobe Systems Inc | ADBE | Services-Prepackaged Software (7372) | 770019522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1246215 | Mark Garrett | Adobe Systems Incorporated 345 Park Avenue San Jose CA 95110 | Evp, Cfo & Asst. Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-01-29 | 9,168 | $34.03 | 47,783 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-01-29 | 39,168 | $70.06 | 8,615 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2015-01-29 | 9,168 | $0.00 | 9,168 | $34.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-01-29 | 2018-01-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 50,000 | Indirect | by trust |
| Common Stock | 107 | Indirect | by trust |
Footnotes
- The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person July 31, 2014.
- This transaction was executed in multiple trades at prices ranging from $69.8 to $70.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- Shares held by the Garrett Living Trust, dtd 11/15/91 of which reporting person is a trustee.
- Shares held by the Garrett Family Investment Partnership LP.
- Options granted January 24, 2011 are fully vested and exercisable.
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