Filing Details

Accession Number:
0001181431-11-005365
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-26 18:50:33
Reporting Period:
2011-01-26
Filing Date:
2011-01-26
Accepted Time:
2011-01-26 18:50:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
319201 Kla Tencor Corp KLAC Optical Instruments & Lenses (3827) 042564110
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196898 P Richard Wallace C/O Kla-Tencor Corporation
One Technology Drive
Milpitas CA 95035
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-01-26 3,792 $32.75 110,757 No 4 M Direct
Common Stock Acquisiton 2011-01-26 20,000 $34.67 130,757 No 4 M Direct
Common Stock Disposition 2011-01-26 75,023 $44.00 55,734 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2011-01-26 3,792 $0.00 3,792 $32.75
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2011-01-26 20,000 $0.00 20,000 $34.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-04-04 No 4 M Direct
0 2013-01-28 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock - Restricted Stock Units 317,945 Direct
Footnotes
  1. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2009.
  2. Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
  3. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made.
  4. Represents a stock option granted on April 4, 2001, granting the Reporting Person the right to purchase up to 12,833 shares of KLA-Tencor common stock. 3,500 of the shares subject to this stock option vested on the one-year anniversary of the grant date, and 1/48 of the remaining 9,333 shares subject to this stock option vested on the 13-month anniversary of the grant date and each monthly anniversary thereafter until April 4, 2006.
  5. Represents a stock option granted on January 28, 2003, granting the Reporting Person the right to purchase up to 25,000 shares of KLA-Tencor common stock. 5,000 of the shares subject to this stock option vested on November 8, 2003, and 1/48 of the remaining 20,000 shares subject to this stock option vested on December 8, 2003 and each monthly anniversary thereafter until November 8, 2007.