Filing Details
- Accession Number:
- 0001209191-15-007496
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-29 17:06:58
- Reporting Period:
- 2015-01-27
- Filing Date:
- 2015-01-29
- Accepted Time:
- 2015-01-29 17:06:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1138639 | Infinera Corp | INFN | Telephone & Telegraph Apparatus (3661) | 770560433 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1180677 | Carl Redfield | C/O Infinera Corporation 140 Caspian Court Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-01-27 | 50,000 | $7.45 | 79,439 | No | 4 | M | Indirect | See Footnote |
Common Stock | Disposition | 2015-01-27 | 50,000 | $16.52 | 29,439 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2015-01-27 | 50,000 | $0.00 | 50,000 | $7.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
50,000 | 2019-08-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 39,562 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | $13.00 | 2017-06-06 | 12,500 | 12,500 | Direct | |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $13.16 | 2018-05-13 | 12,500 | 12,500 | Direct | |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $7.55 | 2020-05-19 | 14,500 | 14,500 | Direct | |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $7.25 | 2021-05-18 | 17,600 | 17,600 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 19,009 | 19,009 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-06-06 | 12,500 | 12,500 | Direct |
2018-05-13 | 12,500 | 12,500 | Direct |
2020-05-19 | 14,500 | 14,500 | Direct |
2021-05-18 | 17,600 | 17,600 | Direct |
19,009 | 19,009 | Direct |
Footnotes
- These shares are held directly by The Carl Redfield Trust 2000 dated 10/18/00, for which Mr. Redfield serves as trustee.
- This sale was made in connection with Mr. Redfield's Rule 10b5-1 Trading Plan, which was adopted on May 28, 2014.
- This price represents the weighted average sale price of the shares sold in multiple transactions at prices ranging from $16.25 to $16.72 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Mr. Redfield will provide full information regarding the number of shares sold at each separate price.
- This option is fully vested.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Company.
- These RSUs fully vest on the earlier of the date of the Company's next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Redfield's continued service to the Company.