Filing Details
- Accession Number:
- 0001209191-15-007163
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-28 18:53:32
- Reporting Period:
- 2015-01-28
- Filing Date:
- 2015-01-28
- Accepted Time:
- 2015-01-28 18:53:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1454189 | Auspex Pharmaceuticals Inc. | ASPX | Pharmaceutical Preparations (2834) | 954862842 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1266130 | A Rodney Ferguson | Panorama Capital, L.p. 1999 South Bascom Avenue Suite 700 Campbell CA 95008 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-01-28 | 270,000 | $53.11 | 2,500,589 | No | 4 | S | Indirect | See footnote. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnote. |
Footnotes
- The Reporting Person sold shares to the underwriters in connection with the sale of Common Stock by the Reporting Person.
- The shares are held in the name of Panorama Capital, L.P. ("Panorama"). The reporting person is a managing director of Panorama Capital Management, LLC, the general partner of Panorama, and shares voting and investment control over the shares. The reporting person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein.
Billionaire Hedge Funds
