Filing Details

Accession Number:
0001140361-15-003056
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-28 18:00:03
Reporting Period:
2015-01-26
Filing Date:
2015-01-28
Accepted Time:
2015-01-28 18:00:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1028918 Pacific Premier Bancorp Inc PPBI State Commercial Banks (6022) 330743196
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1374651 C Jeff Jones 135 S. State College Blvd.
Suite 300
Brea CA 92821
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Pacific Premier Bancorp, Inc. Common Stock Acquisiton 2015-01-26 15,563 $0.00 94,965 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Pacific Premier Bancorp, Inc. Common Stock Warrants on Pacific Premier Bancorp, Inc. Common Stock Acquisiton 2015-01-26 1,228 $5.94 1,228 $5.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
34,728 2015-01-26 2015-04-30 No 4 A Direct
Footnotes
  1. In connection with Pacific Premier Bancorp, Inc.'s (the "Company") acquisition of Independence Bank ("IDPK"), which closed on January 26, 2015, Mr. Jones is eligible to receive up to 15,563 shares of the Company's common stock (subject to adjustment based on the final exchange allocations) in exchange for shares of IDPK common stock held by him. As a holder of a warrant to purchase shares of IDPK common stock, which was assumed by the Company in connection with the acquisition, the IDPK warrant held by Mr. Jones is now exercisable for 1,228 shares of the Company's common stock at an exercise price of $5.94.