Filing Details
- Accession Number:
- 0001140361-15-003056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-28 18:00:03
- Reporting Period:
- 2015-01-26
- Filing Date:
- 2015-01-28
- Accepted Time:
- 2015-01-28 18:00:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1028918 | Pacific Premier Bancorp Inc | PPBI | State Commercial Banks (6022) | 330743196 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1374651 | C Jeff Jones | 135 S. State College Blvd. Suite 300 Brea CA 92821 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Pacific Premier Bancorp, Inc. Common Stock | Acquisiton | 2015-01-26 | 15,563 | $0.00 | 94,965 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Pacific Premier Bancorp, Inc. Common Stock | Warrants on Pacific Premier Bancorp, Inc. Common Stock | Acquisiton | 2015-01-26 | 1,228 | $5.94 | 1,228 | $5.94 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
34,728 | 2015-01-26 | 2015-04-30 | No | 4 | A | Direct |
Footnotes
- In connection with Pacific Premier Bancorp, Inc.'s (the "Company") acquisition of Independence Bank ("IDPK"), which closed on January 26, 2015, Mr. Jones is eligible to receive up to 15,563 shares of the Company's common stock (subject to adjustment based on the final exchange allocations) in exchange for shares of IDPK common stock held by him. As a holder of a warrant to purchase shares of IDPK common stock, which was assumed by the Company in connection with the acquisition, the IDPK warrant held by Mr. Jones is now exercisable for 1,228 shares of the Company's common stock at an exercise price of $5.94.