Filing Details
- Accession Number:
- 0001127602-15-003069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-28 16:53:27
- Reporting Period:
- 2015-01-26
- Filing Date:
- 2015-01-28
- Accepted Time:
- 2015-01-28 16:53:27
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1130636 | James Christopher Pappas | 13111 Northwest Freeway Suite 600 Houston TX 77040 | President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-01-26 | 3,500 | $4.46 | 3,472,943 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-01-26 | 800 | $4.53 | 3,473,743 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-01-26 | 654 | $4.57 | 3,474,397 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-01-27 | 100 | $4.74 | 3,474,497 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-01-27 | 14,805 | $4.75 | 3,489,302 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,067,197 | Indirect | By Pappas Restaurants Inc. |
Footnotes
- The reporting person purchased $5,000,000 in aggregate principal amount of convertible subordinated promissory notes in 2001 for the face amount of such notes. The reporting person converted $5,000,000 in aggregate principal amount of convertible subordinated promissory notes on August 31, 2005, at a conversion price of $3.10 per share, resulting in his acquisition of 1,612,903 shares of common stock. No cash consideration was paid or received by the reporting person as a result of such conversion.