Filing Details
- Accession Number:
- 0001179110-15-001293
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-28 16:29:23
- Reporting Period:
- 2015-01-26
- Filing Date:
- 2015-01-28
- Accepted Time:
- 2015-01-28 16:29:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 795212 | Trans World Entertainment Corp | TWMC | Retail-Record & Prerecorded Tape Stores (5735) | 141541629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1609233 | Mark Higgins | 38 Corporate Circle Albany NY 12203 | Former Svp Merchandising | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2015-01-26 | 1,200 | $3.30 | 407,649 | No | 4 | P | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2015-01-27 | 12,000 | $1.73 | 419,649 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Employee Stock Options (Right to Buy)1 | Disposition | 2015-01-27 | 12,000 | $1.73 | 12,000 | $1.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-03-01 | 2015-02-19 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Employee Stock Options (Right to Buy) | $14.32 | 2015-02-19 | 9,000 | 9,000 | Direct | |
| Common Stock Par Value $0.01 Per Share | Stock Settled Appreciation Rights | $0.00 | 2015-02-19 | 16,250 | 16,250 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-02-19 | 9,000 | 9,000 | Direct |
| 2015-02-19 | 16,250 | 16,250 | Direct |
Footnotes
- All of the equity transactions listed above are pursuant to equity plans qualified under Rule 16b-3 and exempt from Section 16(b) of the Securities Exchange Act.
- All grants are exercisable within 4 years and expire 10 years from date of grant.
- Previously reported on Form 4.
Billionaire Hedge Funds
