Filing Details
- Accession Number:
- 0001127602-15-002991
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-27 18:28:29
- Reporting Period:
- 2015-01-26
- Filing Date:
- 2015-01-27
- Accepted Time:
- 2015-01-27 18:28:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1520262 | Alkermes Plc. | ALKS | Pharmaceutical Preparations (2834) | 981007018 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1376545 | G Gordon Pugh | 852 Winter St. Waltham MA 02451 | Svp, Coo & Cro, Alkermes, Inc. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Disposition | 2014-07-01 | 13,794 | $0.00 | 37,527 | No | 5 | G | Indirect | Gordon G. Pugh Revocable Trust - 2012 |
Ordinary Shares | Acquisiton | 2014-07-01 | 13,794 | $0.00 | 23,250 | No | 5 | G | Direct | |
Ordinary Shares | Disposition | 2014-12-18 | 1,800 | $0.00 | 35,727 | No | 5 | G | Indirect | Gordon G. Pugh Revocable Trust - 2012 |
Ordinary Shares | Disposition | 2014-12-18 | 5,090 | $0.00 | 30,637 | No | 5 | G | Indirect | Gordon G. Pugh Revocable Trust - 2012 |
Ordinary Shares | Acquisiton | 2014-12-18 | 5,090 | $0.00 | 20,090 | No | 5 | G | Indirect | Nancy E. Pugh Revocable Trust - 2012 |
Ordinary Shares | Disposition | 2014-12-18 | 9,190 | $0.00 | 10,900 | No | 5 | G | Indirect | Nancy E. Pugh Revocable Trust - 2012 |
Ordinary Shares | Acquisiton | 2014-12-18 | 9,190 | $0.00 | 9,190 | No | 5 | G | Indirect | By GRAT |
Ordinary Shares | Acquisiton | 2015-01-26 | 15,000 | $18.11 | 21,639 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2015-01-26 | 7,800 | $69.60 | 13,839 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2015-01-26 | 7,200 | $70.48 | 6,639 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | Gordon G. Pugh Revocable Trust - 2012 |
No | 5 | G | Direct | |
No | 5 | G | Indirect | Gordon G. Pugh Revocable Trust - 2012 |
No | 5 | G | Indirect | Gordon G. Pugh Revocable Trust - 2012 |
No | 5 | G | Indirect | Nancy E. Pugh Revocable Trust - 2012 |
No | 5 | G | Indirect | Nancy E. Pugh Revocable Trust - 2012 |
No | 5 | G | Indirect | By GRAT |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Employee Stock Option (Right to Buy) | Disposition | 2015-01-26 | 15,000 | $0.00 | 15,000 | $18.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
55,000 | 2021-05-20 | No | 4 | M | Direct |
Footnotes
- Shares held by KAS Grantor Retained Annuity Trust dated December 16, 2014 (the "GRAT"). The Reporting Person's spouse is a trustee and beneficiary of the GRAT.
- This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.095 to $70.08. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.175 to $70.845. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- Shares subject to the stock option award vest in four equal annual installments commencing on 5/20/12.