Filing Details

Accession Number:
0001019056-15-000060
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-27 17:16:17
Reporting Period:
2015-01-23
Filing Date:
2015-01-27
Accepted Time:
2015-01-27 17:16:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1217234 Caredx Inc. CDNA Services-Medical Laboratories (8071) 943316839
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1070170 Neil Gagnon 1370 Avenue Of The Americas
24Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-01-23 2,468 $7.00 854,545 No 4 P Indirect By Managing Member as General Partner of Darwin Partnership
Common Stock Acquisiton 2015-01-23 23,632 $7.00 878,177 No 4 P Indirect By Managing Member as General Partner of Gagnon Investment Associates
Common Stock Acquisiton 2015-01-26 3,832 $6.99 882,009 No 4 P Indirect By Managing Member as General Partner of Darwin Partnership
Common Stock Acquisiton 2015-01-26 36,677 $6.99 918,686 No 4 P Indirect By Managing Member as General Partner of Gagnon Investment Associates
Common Stock Acquisiton 2015-01-27 1,714 $7.02 920,400 No 4 P Indirect By Managing Member as General Partner of Darwin Partnership
Common Stock Acquisiton 2015-01-27 16,397 $7.02 936,797 No 4 P Indirect By Managing Member as General Partner of Gagnon Investment Associates
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Managing Member as General Partner of Darwin Partnership
No 4 P Indirect By Managing Member as General Partner of Gagnon Investment Associates
No 4 P Indirect By Managing Member as General Partner of Darwin Partnership
No 4 P Indirect By Managing Member as General Partner of Gagnon Investment Associates
No 4 P Indirect By Managing Member as General Partner of Darwin Partnership
No 4 P Indirect By Managing Member as General Partner of Gagnon Investment Associates