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Home > Insider Trading > Filing (0001398344-15-000371)

Filing Details

Accession Number:: 0001398344-15-000371
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2015-01-27 16:16:10
Reporting Period:: 2014-12-31

Filing Date:: 2015-01-27
Accepted Time:: 2015-01-27 16:16:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
897802	Special Opportunities Fund Inc.	SPE	(0)	133702911

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1561169	Steven Samuels	72 Coleytown Road Westport CT 06882		No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-02-19	1,515	$0.00	3,079	No	4	C	Direct
Common Stock	Disposition	2014-12-12	2,463	$16.66	3,079	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	3% Convertible Preferred Stock, Series A	Disposition	2014-02-19	408	$0.00	1,515	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Direct

Footnotes

Weighted average price per share; 200 shares were sold at $16.705/share, 662 shares were sold at $16.65/share and 1601 shares were sold at $16.652/share.
The shares of Preferred Stock are converitble into common immediately upon issuance at the ratio of 3.1918 shares of Common Stock for every one share of Preferred Stock, subject to adjustment.
The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to July 24, 2017.