Filing Details
- Accession Number:
- 0001225208-15-002020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-27 14:04:20
- Reporting Period:
- 2015-01-23
- Filing Date:
- 2015-01-27
- Accepted Time:
- 2015-01-27 14:04:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1281761 | Regions Financial Corp | RF | National Commercial Banks (6021) | 630589368 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1485112 | Jr J David Turner | P. O. Box 10247 Birmingham AL 35202-0247 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-31 | 1,252 | $0.00 | 16,953 | No | 5 | J | Indirect | By 401(k) |
Common Stock | Acquisiton | 2014-12-31 | 25 | $0.00 | 1,689 | No | 5 | J | Indirect | By Spouse 401(k) |
Common Stock | Acquisiton | 2015-01-23 | 54,000 | $9.15 | 54,000 | No | 4 | P | Indirect | By Trust 1 |
Common Stock | Acquisiton | 2015-01-23 | 11,000 | $9.16 | 11,000 | No | 4 | P | Indirect | By Trust 2 |
Common Stock (Phantom Stock) | Acquisiton | 2014-12-31 | 5,222 | $0.00 | 31,317 | No | 5 | J | Indirect | Indirect - By 401 (k) Supplemental Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Indirect | By 401(k) |
No | 5 | J | Indirect | By Spouse 401(k) |
No | 4 | P | Indirect | By Trust 1 |
No | 4 | P | Indirect | By Trust 2 |
No | 5 | J | Indirect | Indirect - By 401 (k) Supplemental Plan |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 167,294 | Direct | |
Common Stock | 125 | Indirect | By Custodian for Daughter 1 |
Common Stock | 325 | Indirect | By Custodian for Son 1 |
Common Stock | 125 | Indirect | By Custodian for Son 2 |
Footnotes
- Acquired through regular contributions to tax-conditioned plan.
- Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.
- These shares were acquired through regular dividend reinvestments.
- The shares are held by Robert S. Clayton Revocable Trust for the Benefit of Nieces and Nephews, of which reporting person is the trustee with full investment authority and is a beneficiary. These shares are reported in an individual capacity and on behalf of the trust, in accordance with Rule 16a-8(b)(2) and Rule 16a-8(b)(3).
- The shares are held by Robert S. Clayton Revocable Trust for the Benefit of Grandnieces and Grandnephews, of which reporting person is the trustee with full investment authority, and members of his immediate family (but not reporting person) are beneficiaries. These shares are reported in an individual capacity and on behalf of the trust, in accordance with Rule 16a-8(b)(2).