Filing Details
- Accession Number:
- 0001140361-15-002627
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-23 21:45:12
- Reporting Period:
- 2015-01-21
- Filing Date:
- 2015-01-23
- Accepted Time:
- 2015-01-23 21:45:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1416792 | Relypsa Inc | RLYP | Pharmaceutical Preparations (2834) | 260893742 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1591469 | A. Ronald Krasnow | C/O Relypsa, Inc. 700 Saginaw Drive Redwood City CA 94063 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-01-21 | 8,081 | $2.76 | 33,929 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-01-21 | 33,368 | $3.96 | 67,297 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-01-21 | 13,551 | $3.96 | 80,848 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-01-21 | 55,000 | $35.00 | 25,848 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2015-01-21 | 8,081 | $0.00 | 8,081 | $2.76 |
Common Stock | Stock Option (right to buy) | Disposition | 2015-01-21 | 33,368 | $0.00 | 33,368 | $3.96 |
Common Stock | Stock Option (right to buy) | Disposition | 2015-01-21 | 13,551 | $0.00 | 13,551 | $3.96 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-03-10 | No | 4 | M | Direct | |
8,783 | 2021-09-13 | No | 4 | M | Direct | |
37,611 | 2022-09-27 | No | 4 | M | Direct |
Footnotes
- Includes 5,500 restricted stock units.
- The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- 100% of the shares subject to the option are fully vested and exercisable.
- The shares subject to the option are early exercisable. 1/48th of the shares subject to the option vest on each monthly anniversary measured from September 1, 2011 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Vesting Commencement Date.
- The shares subject to the option are early exercisable. 25% of the shares subject to the option vest on the first anniversary measured from September 19, 2012 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest in thirty-six (36) successive and equal monthly installments thereafter, such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Vesting Commencement Date.