Filing Details
- Accession Number:
- 0000932440-15-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-23 16:54:23
- Reporting Period:
- 2015-01-23
- Filing Date:
- 2015-01-23
- Accepted Time:
- 2015-01-23 16:54:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1261249 | Agile Therapeutics Inc | AGRX | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1033508 | Jay Moorin | C/O Proquest Investments 2430 Vanderbilt Beach Road, #108 - 190 Naples FL 34109 | No | No | Yes | No | |
1225149 | Alain Schreiber | C/O Proquest Investments 2430 Vanderbilt Beach Road, #108 - 190 Naples FL 34109 | No | No | Yes | No | |
1306133 | Proquest Investments Iii, L.p. | 2430 Vanderbilt Beach Road, #108 - 190 Naples FL 34109 | No | No | Yes | No | |
1306134 | Proquest Associates Iii Llc | 2430 Vanderbilt Beach Road, #108 - 190 Naples FL 34109 | No | No | Yes | No | |
1431818 | Proquest Investments Iv, L.p. | 2430 Vanderbilt Beach Road, #108 - 190 Naples FL 34109 | No | No | Yes | No | |
1431819 | Proquest Associates Iv Llc | 2430 Vanderbilt Beach Road, #108 - 190 Naples FL 34109 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-01-23 | 811,966 | $5.85 | 4,668,663 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock options (right to buy) | $6.00 | 2024-05-21 | 21,000 | 21,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2024-05-21 | 21,000 | 21,000 | Indirect |
Footnotes
- Of such shares, 3,103,488 are owned by ProQuest Investments III, L.P. ("Investments III"), of which ProQuest Associates III LLC ("Associates III") is the general partner, and 1,565,175 are owned by ProQuest Investments IV, L.P., ("Investments IV"), of which ProQuest Associates IV LLC ("Associates IV") is the general partner. Jay Moorin and Alain Schreiber are managing members of Associates III and Associates IV. Each individual managing member disclaims beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
- One-third of such options will vest on May 22 of each of 2015, 2016 and 2017.
- Such options are held by ProQuest Management, L.L.C., of which Messrs. Moorin and Schreiber are managing members.Each individual managing member disclaims beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.