Filing Details

Accession Number:
0001209191-15-006188
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-23 16:23:51
Reporting Period:
2014-12-04
Filing Date:
2015-01-23
Accepted Time:
2015-01-23 16:23:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
895421 Morgan Stanley MS Security Brokers, Dealers & Flotation Companies (6211) 363145972
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1319921 C Paul Wirth C/O Morgan Stanley
1585 Broadway
New York NY 10036
Deputy Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-12-04 1,468 $35.56 183,420 No 4 F Direct
Common Stock Acquisiton 2015-01-21 77,930 $0.00 261,350 No 4 A Direct
Common Stock Disposition 2015-01-21 32,339 $34.75 229,009 No 4 F Direct
Common Stock Disposition 2015-01-23 1,400 $35.46 227,609 No 4 S Direct
Common Stock Disposition 2015-01-23 20,100 $35.45 207,509 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 A Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Shares withheld to satisfy taxes upon the vesting of Restricted Stock Units granted on January 20, 2012.
  2. Restricted Stock Units granted in 2015 as part of 2014 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
  3. Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 20, 2012, January 22, 2013 and January 21, 2014.