Filing Details
- Accession Number:
- 0001209191-15-006188
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-23 16:23:51
- Reporting Period:
- 2014-12-04
- Filing Date:
- 2015-01-23
- Accepted Time:
- 2015-01-23 16:23:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
895421 | Morgan Stanley | MS | Security Brokers, Dealers & Flotation Companies (6211) | 363145972 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1319921 | C Paul Wirth | C/O Morgan Stanley 1585 Broadway New York NY 10036 | Deputy Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-12-04 | 1,468 | $35.56 | 183,420 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-01-21 | 77,930 | $0.00 | 261,350 | No | 4 | A | Direct | |
Common Stock | Disposition | 2015-01-21 | 32,339 | $34.75 | 229,009 | No | 4 | F | Direct | |
Common Stock | Disposition | 2015-01-23 | 1,400 | $35.46 | 227,609 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-01-23 | 20,100 | $35.45 | 207,509 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Shares withheld to satisfy taxes upon the vesting of Restricted Stock Units granted on January 20, 2012.
- Restricted Stock Units granted in 2015 as part of 2014 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
- Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 20, 2012, January 22, 2013 and January 21, 2014.