Filing Details
- Accession Number:
- 0000750556-15-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-23 13:26:22
- Reporting Period:
- 2015-01-22
- Filing Date:
- 2015-01-23
- Accepted Time:
- 2015-01-23 13:26:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
750556 | Suntrust Banks Inc | STI | National Commercial Banks (6021) | 581575035 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1518495 | Aleem Gillani | 303 Peachtree Street, N.e. Atlanta GA 30303 | Corp. Exex. Vice Pres And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-01-22 | 9,600 | $39.85 | 109,213 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,996 | Indirect | 401(k) |
Common Stock | 2,300 | Indirect | Custodial Account |
Common Stock | 3,500 | Indirect | Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | $0.00 | 1,014 | 1,014 | Direct | ||
Common Stock | Phantom Stock | $0.00 | 2015-02-21 | 3,423 | 3,423 | Direct | |
Common Stock | Phantom Stock | $0.00 | 2016-02-21 | 3,424 | 3,424 | Direct | |
Common Stock | Phantom Stock | $0.00 | 2017-02-21 | 3,424 | 3,424 | Direct | |
Common Stock | Phantom Stock | $0.00 | 2014-02-14 | 2022-02-14 | 5,805 | 5,805 | Direct |
Common Stock | Option | $21.67 | 2022-02-14 | 14,800 | 14,799 | Direct | |
Common Stock | Option | $27.41 | 2015-02-26 | 2023-02-26 | 11,464 | 11,464 | Direct |
Common Stock | Option | $27.41 | 2016-02-26 | 2023-02-26 | 11,464 | 11,464 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,014 | 1,014 | Direct | |
3,423 | 3,423 | Direct | |
3,424 | 3,424 | Direct | |
3,424 | 3,424 | Direct | |
2022-02-14 | 5,805 | 5,805 | Direct |
2022-02-14 | 14,800 | 14,799 | Direct |
2023-02-26 | 11,464 | 11,464 | Direct |
2023-02-26 | 11,464 | 11,464 | Direct |
Footnotes
- Granted under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under SEC Rule 16b-3.
- Shares are held in a custodial account for the benefit of an adult familiy member over which account the reporting person has investment and voting control.
- Shares are held in a family trust over which the reporting person has voting and investment control.
- Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents vares based on the closing price of SunTrust stock on the applicable measurement date.
- Acquired under the SunTrust Banks, Inc. Deferred Compensation Plan. These convert to common stock on a one-for-one basis.
- Represents satisfaction of return on asset performance condition of performance-vested restricted stock units granted on 2/14/2012. Granted under the 2009 Stock Plan. Award will settle in shares in February, 2015.
- Granted pursuant to the SunTrust Banks, inc. 2009 Stock Plan. One third of the award vests each year for three years.
- Represents time-vested phantom stock granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. The restricted stock unit agreements contain tax withholding provisions which allow us to withhold units to satisfy tax withholding obligations. Units will be settled in shares.