Filing Details
- Accession Number:
- 0001181431-15-001389
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-01-22 21:36:40
- Reporting Period:
- 2014-10-17
- Filing Date:
- 2015-01-22
- Accepted Time:
- 2015-01-22 21:36:40
- Original Submission Date:
- 2014-10-22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
317788 | Mandalay Digital Group Inc. | MNDL | Patent Owners & Lessors (6794) | 222267658 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1592491 | Iii Gordon William Stone | 2811 Cahuenga Boulevard West Los Angeles CA 90068 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-10-17 | 5,834 | $4.43 | 279,582 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- Sale of Issuer's common stock effected pursuant to a Rule 10b5-1 trading plan entered into by Reporting Person as of March 13,2014, as amended September 16, 2014.
- Represents the weighted average sales price. The shares were sold at prices ranging from $4.37 to $4.50 per share. Full information regarding the number of shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer, or a security holder of Issuer, upon request.
- In addition to the common stock listed here, Reporting Person holds options to purchase 550,000 shares of Issuer's common stock.
- This amendment is filed solely to correct the aggregate number of shares of common stock owned by Reporting Person following sales on October 17, 2014. The Form 4 filed October 22, 2014 inadvertently reported aggregate holdings of 282,499 shares instead of 279,582 shares. All other information in such Form 4 remains unchanged.