Filing Details
- Accession Number:
- 0001144204-15-003384
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-22 20:42:02
- Reporting Period:
- 2015-01-21
- Filing Date:
- 2015-01-22
- Accepted Time:
- 2015-01-22 20:42:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1133869 | Capricor Therapeutics Inc. | CAPR | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1269910 | Center Medical Sinai Cedars | 8700 Beverly Blvd Los Angeles CA 90048-1865 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-01-21 | 851,546 | $3.52 | 2,175,632 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- The Reporting Person entered into a Share Purchase Agreement with Capricor Therapeutics, Inc. (the "Issuer") pursuant to which the Reporting Person, on January 21, 2015, purchased an aggregate of 851,546 shares of the Issuer's common stock at a purchase price of $3.5230 per share for total cash proceeds of approximately US$3,000,000.