Filing Details

Accession Number:
0001144204-15-003367
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-22 19:39:22
Reporting Period:
2015-01-21
Filing Date:
2015-01-22
Accepted Time:
2015-01-22 19:39:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1133869 Capricor Therapeutics Inc. CAPR Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1593100 Louis Manzo C/O Capricor Therapeutics, Inc.
8840 Wilshire Blvd., 2Nd Floor
Beverly Hills CA 90211
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-01-21 28,384 $3.52 28,384 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 638,155 Indirect By Coniston Corporation
Footnotes
  1. The Reporting Person entered into a Share Purchase Agreement with Capricor Therapeutics, Inc. (the "Issuer") pursuant to which the Reporting Person, on January 21, 2015, purchased an aggregate of 28,384 shares of the Issuer's common stock at a purchase price of $3.5230 per share for an aggregate purchase price of approximately US$100,000.
  2. 638,155 shares of common stock of the Issuer are beneficially owned by Coniston Corporation. The Reporting Person is the President of Coniston Corporation. The equity securities of Coniston Corporation are held by the Reporting Person and irrevocable trusts for the benefit of the Reporting Person's children.