Filing Details
- Accession Number:
- 0001144204-15-003367
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-22 19:39:22
- Reporting Period:
- 2015-01-21
- Filing Date:
- 2015-01-22
- Accepted Time:
- 2015-01-22 19:39:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1133869 | Capricor Therapeutics Inc. | CAPR | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1593100 | Louis Manzo | C/O Capricor Therapeutics, Inc. 8840 Wilshire Blvd., 2Nd Floor Beverly Hills CA 90211 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-01-21 | 28,384 | $3.52 | 28,384 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 638,155 | Indirect | By Coniston Corporation |
Footnotes
- The Reporting Person entered into a Share Purchase Agreement with Capricor Therapeutics, Inc. (the "Issuer") pursuant to which the Reporting Person, on January 21, 2015, purchased an aggregate of 28,384 shares of the Issuer's common stock at a purchase price of $3.5230 per share for an aggregate purchase price of approximately US$100,000.
- 638,155 shares of common stock of the Issuer are beneficially owned by Coniston Corporation. The Reporting Person is the President of Coniston Corporation. The equity securities of Coniston Corporation are held by the Reporting Person and irrevocable trusts for the benefit of the Reporting Person's children.