Filing Details
- Accession Number:
- 0001144204-15-003361
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-22 19:34:52
- Reporting Period:
- 2015-01-21
- Filing Date:
- 2015-01-22
- Accepted Time:
- 2015-01-22 19:34:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1133869 | Capricor Therapeutics Inc. | CAPR | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1310611 | B David Musket | C/O Capricor Therapeutics, Inc. 8840 Wilshire Blvd., 2Nd Floor Beverly Hills CA 90211 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-01-21 | 70,962 | $3.52 | 70,962 | No | 4 | P | Indirect | By SEP FBO David B. Musket, Pershing LLC as Custodian |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By SEP FBO David B. Musket, Pershing LLC as Custodian |
Footnotes
- SEP FBO David B. Musket, Pershing LLC as Custodian, entered into a Share Purchase Agreement with Capricor Therapeutics, Inc. (the "Issuer") pursuant to which SEP FBO David B. Musket, Pershing LLC as Custodian, on January 21, 2015, purchased an aggregate of 70,962 shares of the Issuer's common stock at a purchase price of $3.5230 per share for an aggregate purchase price of approximately US$250,000.
- The shares of the Issuer's common stock are held by the Reporting Person's IRA.
Billionaire Hedge Funds
