Filing Details
- Accession Number:
- 0001209191-15-005920
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-22 18:10:32
- Reporting Period:
- 2015-01-20
- Filing Date:
- 2015-01-22
- Accepted Time:
- 2015-01-22 18:10:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1377936 | Saratoga Investment Corp. | SAR | () | 204876925 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205634 | Iii Cabell George Williams | 5422 Albia Road Bethesda MD 20816 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-01-20 | 1,000 | $15.25 | 27,677 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-01-21 | 500 | $15.15 | 28,177 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-01-22 | 3,699 | $15.40 | 31,876 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |