Filing Details
- Accession Number:
- 0001225208-15-001777
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-22 16:29:55
- Reporting Period:
- 2015-01-20
- Filing Date:
- 2015-01-22
- Accepted Time:
- 2015-01-22 16:29:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
16918 | Constellation Brands Inc. | STZ | Beverages (2080) | 160716709 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245564 | Robert Sands | C/O Constellation Brands, Inc. 207 High Point Drive, Building 100 Victor NY 14564 | President & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2014-12-18 | 50,000 | $0.00 | 678,193 | No | 5 | G | Direct | |
Class A Common Stock | Acquisiton | 2015-01-20 | 71,757 | $27.24 | 749,950 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2015-01-20 | 71,757 | $111.18 | 678,193 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2015-01-21 | 56,243 | $27.24 | 734,436 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2015-01-21 | 56,243 | $110.24 | 678,193 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-01-20 | 71,757 | $0.00 | 71,757 | $27.24 |
Class A Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-01-21 | 56,243 | $0.00 | 56,243 | $27.24 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
56,243 | 2015-04-07 | No | 4 | M | Direct | |
0 | 2015-04-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 471,608 | Indirect | by CWC Partnership I |
Class A Common Stock | 1,447,812 | Indirect | by CWC Partnership II |
Class A Common Stock | 80,928 | Indirect | by LES Holdings LLC |
Class A Common Stock | 73,800 | Indirect | by MES Holdings LLC |
Class A Common Stock | 768 | Indirect | by MLR&R |
Class A Common Stock | 1,769 | Indirect | By Spouse |
Footnotes
- Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $111.0000 to $111.3900, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $110.0000 to $110.9100, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the applicable trust, partnership or limited liability company, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
- CWC Partnership I is a general partnership of which the reporting person is a managing partner and in which he has a pecuniary interest.
- CWC Partnership II is a general partnership of which the reporting person is a trustee of the managing partner and in which he has a pecuniary interest.
- The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
- LES Holdings LLC is a limited liability company of which the reporting person is the general manager.
- MES Holdings LLC is a limited liability company of which the reporting person is the general manager.
- M, L, R & R ("MLR&R") is a general partnership of which the reporting person is a general partner and in which he has a pecuniary interest. The reporting person is a beneficiary and trustee of The Marvin Sands Master Trust, which is also a partner in MLR&R.
- These shares are included in this Report as a result of the reporting person's recent marriage. The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
- 100% of this option has become exercisable.