Filing Details
- Accession Number:
- 0001235802-15-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-22 16:08:11
- Reporting Period:
- 2015-01-20
- Filing Date:
- 2015-01-22
- Accepted Time:
- 2015-01-22 16:08:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1492658 | Tornier N.v. | TRNX | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 980509600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1083927 | B Richard Emmitt | C/O The Vertical Group, L.p. 106 Allen Road, Suite 207 Basking Ridge NJ 07920 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares, Par Value Eur 0.03 Per Share | Disposition | 2015-01-20 | 312,911 | $24.75 | 7,413 | No | 4 | J | Indirect | See footnote |
Ordinary Shares, Par Value Eur 0.03 Per Share | Acquisiton | 2015-01-20 | 6,490 | $24.75 | 47,865 | No | 4 | J | Direct | |
Ordinary Shares, Par Value Eur 0.03 Per Share | Acquisiton | 2015-01-20 | 4,705 | $24.75 | 15,708 | No | 4 | J | Indirect | See footnote |
Ordinary Shares, Par Value Eur 0.03 Per Share | Acquisiton | 2015-01-20 | 162 | $24.75 | 564 | No | 4 | J | Indirect | By Spouse |
Ordinary Shares, Par Value Eur 0.03 Per Share | Acquisiton | 2015-01-20 | 128 | $24.75 | 444 | No | 4 | J | Indirect | See footnote |
Ordinary Shares, Par Value Eur 0.03 Per Share | Disposition | 2015-01-21 | 7,413 | $24.72 | 0 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | See footnote |
No | 4 | J | Direct | |
No | 4 | J | Indirect | See footnote |
No | 4 | J | Indirect | By Spouse |
No | 4 | J | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- Distribution of an aggregate of 332,945 ordinary shares to partners of Vertical Fund I, L.P., or VFI, and Vertical Fund II, L.P., or VFII, including an aggregate of 11,195 ordinary shares distributed to Mr. Emmitt and an IRA account of Mr. Emmitt and an aggregate of 290 ordinary shares distributed to Mr. Emmitt's spouse and an IRA account of Mr. Emmitt's spouse.
- Represents the closing market price of the ordinary shares on the NASDAQ Global Select Market on the trading day immediately preceding the distribution of ordinary shares to partners of VFI and VFII.
- Shares are held by VFI, a Delaware limited partnership. The Vertical Group, L.P., a Delaware limited partnership, is the sole general partner of VFI, and The Vertical Group GP, LLC controls The Vertical Group, L.P. Mr. Emmitt is a Member and Manager of The Vertical Group GP, LLC, which controls The Vertical Group, L.P. All ordinary shares indicated as owned by Mr. Emmitt are included because of his affiliation with The Vertical Group, L.P. Mr. Emmitt disclaims beneficial ownership of all securities that may be deemed to be beneficially owned by The Vertical Group, L.P., except to the extent of any indirect pecuniary interest therein. This Form 4 shall not be deemed an admission that Mr. Emmitt or any other person referred to herein is a beneficial owner of any securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- Includes 6,657 ordinary shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Tornier N.V. 2010 Incentive Plan, as amended.
- Held by an IRA account of Mr. Emmitt.
- Held by Mr. Emmitt's spouse. Mr. Emmitt disclaims beneficial ownership of all securities that may be deemed to be beneficially owned by his spouse, except to the extent of any indirect pecuniary interest therein. This Form 4 shall not be deemed an admission that Mr. Emmitt or any other person referred to herein is a beneficial owner of any securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- Held by an IRA account of Mr. Emmitt's spouse. Mr. Emmitt disclaims beneficial ownership of all securities that may be deemed to be beneficially owned by his spouse, except to the extent of any indirect pecuniary interest therein. This Form 4 shall not be deemed an admission that Mr. Emmitt or any other person referred to herein is a beneficial owner of any securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.