Filing Details

Accession Number:
0001336059-15-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-21 19:37:34
Reporting Period:
2015-01-16
Filing Date:
2015-01-21
Accepted Time:
2015-01-21 19:37:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1161315 Yodlee Inc YDLE Services-Prepackaged Software (7372) 330843318
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1336059 Anil Arora C/O Yodlee, Inc., 3600 Bridge Parkway
2Nd Floor
Redwood City CA 94065
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-01-16 50,000 $3.30 317,024 No 4 M Direct
Common Stock Disposition 2015-01-16 25,834 $9.46 291,190 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2015-01-16 50,000 $0.00 50,000 $3.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-03-17 2015-02-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 725 Indirect By trust for child #1
Common Stock 725 Indirect By Trust for child #2
Footnotes
  1. The sales reported on this Form 4 were made in accordance with a "net" or "cashless" exercise of an expiring stock option subject to the terms of a Lock-Up Agreement between the reporting person and the underwriters of the Company's initial public offering, and in accordance with a Rule 10b5-1 plan adopted by the reporting person on December 12, 2014. The reporting person has disposed of only that number of shares necessary to cover the exercise price of the expiring stock option and taxes.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.32 to $9.74, inclusive. The reporting person undertakes to provide Yodlee, Inc., any security holder of Yodlee, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. These shares are held in trust for the benefit of a child for which the reporting person serves as trustee. The reporting person shares voting and investment control over the shares but disclaims beneficial ownership of the shares.