Filing Details
- Accession Number:
- 0001336059-15-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-21 19:37:34
- Reporting Period:
- 2015-01-16
- Filing Date:
- 2015-01-21
- Accepted Time:
- 2015-01-21 19:37:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1161315 | Yodlee Inc | YDLE | Services-Prepackaged Software (7372) | 330843318 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1336059 | Anil Arora | C/O Yodlee, Inc., 3600 Bridge Parkway 2Nd Floor Redwood City CA 94065 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-01-16 | 50,000 | $3.30 | 317,024 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-01-16 | 25,834 | $9.46 | 291,190 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2015-01-16 | 50,000 | $0.00 | 50,000 | $3.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-03-17 | 2015-02-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 725 | Indirect | By trust for child #1 |
Common Stock | 725 | Indirect | By Trust for child #2 |
Footnotes
- The sales reported on this Form 4 were made in accordance with a "net" or "cashless" exercise of an expiring stock option subject to the terms of a Lock-Up Agreement between the reporting person and the underwriters of the Company's initial public offering, and in accordance with a Rule 10b5-1 plan adopted by the reporting person on December 12, 2014. The reporting person has disposed of only that number of shares necessary to cover the exercise price of the expiring stock option and taxes.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.32 to $9.74, inclusive. The reporting person undertakes to provide Yodlee, Inc., any security holder of Yodlee, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- These shares are held in trust for the benefit of a child for which the reporting person serves as trustee. The reporting person shares voting and investment control over the shares but disclaims beneficial ownership of the shares.