Filing Details
- Accession Number:
- 0001179706-15-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-21 18:16:50
- Reporting Period:
- 2015-01-16
- Filing Date:
- 2015-01-21
- Accepted Time:
- 2015-01-21 18:16:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
47217 | Hewlett Packard Co | HPQ | Computer & Office Equipment (3570) | 941081436 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1566846 | G Michael Nefkens | C/O Hewlett-Packard Company 3000 Hanover Street Palo Alto CA 94304 | Evp, Enterprise Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-01-16 | 284,718 | $17.21 | 308,698 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-01-16 | 284,718 | $37.96 | 23,980 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-01-16 | 21,182 | $38.34 | 45,162 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-01-16 | 11,053 | $38.34 | 34,109 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-01-16 | 284,718 | $0.00 | 284,718 | $17.21 |
Common Stock | Restricted Stock Units | Disposition | 2015-01-16 | 21,182 | $0.00 | 21,182 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2015-01-07 | 143 | $0.00 | 143 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2015-01-07 | 32 | $0.00 | 32 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2015-01-07 | 162 | $0.00 | 162 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
284,719 | 2015-01-16 | 2021-01-16 | No | 4 | M | Direct |
21,182 | No | 4 | M | Direct | ||
36,386 | No | 4 | A | Direct | ||
8,125 | No | 4 | A | Direct | ||
40,312 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 59,545 | Indirect | By Michael Nefkens Trust 02/27/09 |
Footnotes
- The total beneficial ownership includes 1.1306 shares at $40.6161 per share acquired through dividends paid in shares on 01/08/15 under the HP 2011 Employee Stock Purchase Plan ("ESPP") with respect to shares heldunder the ESPP. The total beneficial ownership also includes the acquisition of 0.0360 shares at $39.7693 per share received on 10/01/14 through dividends paid in shares.
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/27/14.
- The price in Column 4 is a weighted average price. The prices actually paid ranged from $37.61 to $38.37. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- There is no reportable change since the last filing. This is a reiteration of holdings only.
- This option became exercisable beginning on this date.
- This option is no longer exercisable beginning on this date.
- Each restricted stock unit represents a contingent right to receive one share of HP common stock.
- As previously reported, on 01/16/13 the reporting person was granted 61,012 restricted stock units ("RSUs"), 20,337 of which vested on 01/16/14 and 01/16/15, and 20,338 of which will vest on 01/16/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 845 vested dividend equivalent rights and a de minimus adjustment of 0.0181 due to fractional rounding of the dividend equivalent rights.
- As previously reported, on 12/11/13 the reporting person was granted 53,354 RSUs, 17,784 of which vested on 12/11/14, and 17,785 of which will vest on each of 12/11/15 and 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 143.2469 dividend equivalent rights being reported reflect 143.2469 dividend equivalent rights at $39.73 per RSU credited to the reporting person's account on 01/07/15.
- As previously reported, on 12/11/13 the reporting person was granted 15,886 RSUs, 7,943 of which vested on 12/11/14 and 7,943 of which will vest on 12/11/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 31.9879 dividend equivalent rights being reported reflect 31.9879 dividend equivalent rights at $39.73 per RSU credited to the reporting person's account on 01/07/15.
- As previously reported, on 12/10/14 the reporting person was granted 40,150 RSUs, 13,383 of which will vest on each of 12/10/15 and 12/10/16, and 13,384 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 161.6914 dividend equivalent rights being reported reflect 161.6914 dividend equivalent rights at $39.73 per RSU credited to the reporting person's account on 01/07/15.