Filing Details
- Accession Number:
- 0001140361-15-002351
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-21 16:48:56
- Reporting Period:
- 2015-01-20
- Filing Date:
- 2015-01-21
- Accepted Time:
- 2015-01-21 16:48:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 913077 | Affymetrix Inc | AFFX | Laboratory Analytical Instruments (3826) | 770319159 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1577539 | Gavin Wood | C/O Affymetrix, Inc. 3420 Central Expressway Santa Clara CA 95051 | Evp, Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-01-20 | 22,500 | $5.57 | 76,862 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-01-20 | 22,500 | $11.77 | 54,362 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2015-01-20 | 22,500 | $0.00 | 22,500 | $5.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 67,500 | 2020-08-30 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to a 10b5-1 Trading Plan.
- Stock option becomes exercisable in equal annual installments over four years from the grant date of August 30, 2013.
Billionaire Hedge Funds
