Filing Details

Accession Number:
0000874015-15-000025
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-20 20:00:06
Reporting Period:
2015-01-15
Filing Date:
2015-01-20
Accepted Time:
2015-01-20 20:00:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874015 Isis Pharmaceuticals Inc ISIS Pharmaceutical Preparations (2834) 330336973
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
897667 T Stanley Crooke C/O Isis Pharmaceuticals, Inc.
2855 Gazelle Court
Carlsbad CA 92010
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-01-15 2,977 $0.00 9,918 No 4 M Direct
Common Stock Disposition 2015-01-16 1,574 $67.96 8,344 No 4 S Direct
Common Stock Acquisiton 2015-01-15 5,548 $0.00 13,892 No 4 M Direct
Common Stock Disposition 2015-01-16 2,933 $67.96 10,959 No 4 S Direct
Common Stock Acquisiton 2015-01-15 7,813 $0.00 18,772 No 4 M Direct
Common Stock Disposition 2015-01-16 4,130 $67.96 14,642 No 4 S Direct
Common Stock Acquisiton 2015-01-15 316 $0.00 943 No 4 M Indirect By wife
Common Stock Disposition 2015-01-16 121 $67.96 822 No 4 S Indirect By wife
Common Stock Acquisiton 2015-01-15 417 $0.00 1,239 No 4 M Indirect By wife
Common Stock Disposition 2015-01-16 160 $67.96 1,079 No 4 S Indirect By wife
Common Stock Acquisiton 2015-01-15 354 $0.00 1,433 No 4 M Indirect By wife
Common Stock Disposition 2015-01-16 136 $67.96 1,297 No 4 S Indirect By wife
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Indirect By wife
No 4 S Indirect By wife
No 4 M Indirect By wife
No 4 S Indirect By wife
No 4 M Indirect By wife
No 4 S Indirect By wife
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2015-01-15 27,500 $0.00 27,500 $0.00
Common Stock Restricted Stock Units Acquisiton 2015-01-15 1,450 $0.00 1,450 $0.00
Common Stock Restricted Stock Units Disposition 2015-01-15 2,977 $0.00 2,977 $0.00
Common Stock Restricted Stock Units Disposition 2015-01-15 5,548 $0.00 5,548 $0.00
Common Stock Restricted Stock Units Disposition 2015-01-15 7,813 $0.00 7,813 $0.00
Common Stock Restricted Stock Units Disposition 2015-01-15 316 $0.00 316 $0.00
Common Stock Restricted Stock Units Disposition 2015-01-15 417 $0.00 417 $0.00
Common Stock Restricted Stock Units Disposition 2015-01-15 354 $0.00 354 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
27,500 No 4 A Direct
1,450 No 4 A Indirect
2,977 No 4 M Direct
11,094 No 4 M Direct
23,437 No 4 M Direct
316 No 4 M Indirect
832 No 4 M Indirect
1,062 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 725,391 Indirect By trust
Footnotes
  1. Acquired pursuant to vesting and release of shares pursuant to a RSU award granted on January 15, 2012.
  2. The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice, dated January 15, 2012.
  3. Acquired pursuant to vesting and release of shares pursuant to a RSU award granted on January 30, 2013.
  4. The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice, dated January 30, 2013.
  5. Acquired pursuant to vesting and release of shares pursuant to a RSU award granted on January 15, 2014.
  6. The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice, dated January 15, 2014.
  7. Acquired pursuant to vesting and release of shares pursuant to a RSU award granted on January 15, 2013.
  8. The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice, dated January 15, 2013.
  9. Each Restricted Stock Unit represents a contingent right to receive one share of Isis common stock, or its equivalent cash value.
  10. Grant 1/15/2015 to reporting person of Restricted Stock Units under the Isis Pharmaceuticals, Inc. 2011 Equity Incentive Plan. Restricted Stock Units vest in four equal annual installments, the first installment vesting on January 15, 2016. Upon vesting, the restricted stock units will be paid out in whole shares of Isis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2019. The RSU is vested as to 0 shares on January 15, 2015.
  11. Grant 1/15/2015 to reporting person's wife of Restricted Stock Units under the Isis Pharmaceuticals, Inc. 2011 Equity Incentive Plan. Restricted Stock Units vest in four equal annual installments, the first installment vesting on January 15, 2016. Upon vesting, the restricted stock units will be paid out in whole shares of Isis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2019. The RSU is vested as to 0 shares on January 15, 2015.
  12. Restricted Stock Unit Award granted on January 15, 2012. Restricted Stock Units vest in equal annual installments, the first installment vested on January 15, 2013. Upon vesting, the restricted stock units will be paid out in whole shares of Isis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2016.
  13. Restricted Stock Unit Award granted on January 30, 2013. Restricted Stock Units vest in equal annual installments, the first installment vested on January 15, 2014. Upon vesting, the restricted stock units will be paid out in whole shares of Isis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2017.
  14. Restricted Stock Unit Award granted on January 15, 2014. Restricted Stock Units vest in equal annual installments, the first installment vested on January 15, 2015. Upon vesting, the restricted stock units will be paid out in whole shares of Isis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2018.
  15. Restricted Stock Unit Award granted on January 15, 2013. Restricted Stock Units vest in equal annual installments, the first installment vested on January 15, 2014. Upon vesting, the restricted stock units will be paid out in whole shares of Isis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2017.