Filing Details
- Accession Number:
- 0001209191-11-004997
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-26 12:03:10
- Reporting Period:
- 2007-07-28
- Filing Date:
- 2011-01-26
- Accepted Time:
- 2011-01-26 12:03:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1212545 | Western Alliance Bancorporation | WAL | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1030513 | J Steven Hilton | C/O Western Alliance Bancorporation One E Washington Street Phoenix AZ 85004 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2007-07-28 | 10,000 | $22.74 | 230,491 | No | 4 | P | Indirect | By Steven J. Hilton Family Trust |
Common Stock | Acquisiton | 2009-08-14 | 3,000 | $7.26 | 4,000 | No | 4 | P | Indirect | By Natalie Hilton Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Steven J. Hilton Family Trust |
No | 4 | P | Indirect | By Natalie Hilton Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,939 | Direct | |
Common Stock | 136,548 | Indirect | By SEH Investments, LLC |
Common Stock | 3,500 | Indirect | By Shari Rachael Hilton Trust |
Common Stock | 3,500 | Indirect | By Eva Lauren Hilton Trust |
Common Stock | 4,000 | Indirect | By The Harrison H. Hilton Trust |
Footnotes
- Total beneficially owned contains 3,839 RSAs granted on 1/25/2010.
- The 4,000 shares held by the trust have been previously reported by Robert G. Sarver as Mr. Sarver is the Trustee, for which Mr. Sarver disclaimed beneficial ownership. Mr. Sarver has no pecuniary interest in the shares held by the trust and will not report beneficial ownership thereof as of the date of this filing.