Filing Details
- Accession Number:
- 0001179706-15-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-20 18:33:50
- Reporting Period:
- 2015-01-15
- Filing Date:
- 2015-01-20
- Accepted Time:
- 2015-01-20 18:33:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
47217 | Hewlett Packard Co | HPQ | Computer & Office Equipment (3570) | 941081436 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1256992 | A Catherine Lesjak | C/O Hewlett-Packard Company 3000 Hanover Street Palo Alto CA 94304 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-01-15 | 109,729 | $27.34 | 109,729 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-01-15 | 109,729 | $38.55 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-01-15 | 506,146 | $13.83 | 506,146 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-01-15 | 506,146 | $38.55 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-01-15 | 83,345 | $26.99 | 83,345 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-01-15 | 83,345 | $38.55 | 0 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-01-15 | 76,379 | $38.55 | 0 | No | 4 | S | Indirect | By Joint Account with Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Joint Account with Spouse |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-01-15 | 109,729 | $0.00 | 109,729 | $27.34 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-01-15 | 506,146 | $0.00 | 506,146 | $13.83 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-01-15 | 83,345 | $0.00 | 83,345 | $26.99 |
Common Stock | Restricted Stock Units | Acquisiton | 2015-01-07 | 345 | $0.00 | 345 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2015-01-07 | 146 | $0.00 | 146 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2015-01-07 | 164 | $0.00 | 164 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2015-01-07 | 178 | $0.00 | 178 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
109,730 | 2014-06-20 | 2019-12-12 | No | 4 | M | Direct |
506,147 | 2014-12-06 | 2020-12-06 | No | 4 | M | Direct |
166,691 | 2014-12-11 | 2021-12-11 | No | 4 | M | Direct |
92,657 | No | 4 | A | Direct | ||
37,973 | No | 4 | A | Direct | ||
41,691 | No | 4 | A | Direct | ||
44,343 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 306 | Indirect | By Spouse |
Footnotes
- The total direct beneficial ownership reflects a decrease of 76,379 shares due to the transfer of 76,379 shares into a Joint Account with the reporting person's spouse on 01/13/15.
- The total indirect beneficial ownership reflects an increase of 76,379 shares due to the transfer of 76,379 shares previously reported as being held directly by the reporting person into a Joint Account with the reporting person's spouse on 01/13/15.
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 10/17/14.
- The price in Column 4 is a weighted average price. The prices actually paid ranged from $38.1800 to $39.6300. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- There is no reportable change since the last filing. This is a reiteration of holdings only.
- This option became exercisable beginning on this date.
- This option is no longer exercisable beginning on this date.
- Each restricted stock unit represents a contingent right to receive one share of HP common stock.
- As previously reported, on 06/27/11 the reporting person was granted 85,764 restricted stock units ("RSUs") which will vest on 06/27/15 subject to acceleration based on certain stock performance conditions. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 345.3874 dividend equivalent rights being reported reflect 345.3874 dividend equivalent rights at $39.73 per RSU credited to the reporting person's account on 01/07/15.
- As previously reported, on 12/06/12 the reporting person was granted 108,460 RSUs, 36,153 of which vested on each of 12/06/13 and 12/06/14, and 36,154 of which will vest on 12/06/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 145.5988 dividend equivalent rights being reported reflect 145.5988 dividend equivalent rights at $39.73 per RSU credited to the reporting person's account on 01/07/15.
- As previously reported, on 12/11/13 the reporting person was granted 61,134 RSUs, 20,378 of which will vest on each of 12/11/14, 12/11/15, and 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 164.1319 dividend equivalent rights being reported reflect 164.1319 dividend equivalent rights at $39.73 per RSU credited to the reporting person's account on 01/07/15.
- As previously reported, on 12/10/14 the reporting person was granted 44,165 RSUs, 14,721 of which will vest on 12/10/15, and 14,722 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 177.8606 dividend equivalent rights being reported reflect 177.8606 dividend equivalent rights at $39.73 per RSU credited to the reporting person's account on 01/07/15.