Filing Details
- Accession Number:
- 0001162194-15-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-20 18:11:08
- Reporting Period:
- 2015-01-15
- Filing Date:
- 2015-01-20
- Accepted Time:
- 2015-01-20 18:11:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1162194 | Fluidigm Corp | FLDM | Laboratory Analytical Instruments (3826) | 770513190 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1435931 | Maxwell William Smith | Fluidigm Corporation 7000 Shoreline Court, Suite 100 South San Francisco CA 94080 | Evp, Legal Affairs & Gc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-01-15 | 2,547 | $4.08 | 3,273 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-01-15 | 453 | $4.08 | 3,726 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-01-15 | 3,000 | $34.24 | 726 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-01-15 | 2,547 | $0.00 | 2,547 | $4.08 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-01-15 | 453 | $0.00 | 453 | $4.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-11-17 | No | 4 | M | Direct | |
| 5,327 | 2019-11-17 | No | 4 | M | Direct |
Footnotes
- The sales reported by Mr. Smith were effected pursuant to a Rule 10b5-1 trading plan adopted on November 13, 2014.
- The shares subject to the Option fully vested on December 31, 2012.
- The shares subject to the Option fully vested on April 1, 2013.
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