Filing Details

Accession Number:
0001209191-15-005156
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-20 17:02:56
Reporting Period:
2015-01-15
Filing Date:
2015-01-20
Accepted Time:
2015-01-20 17:02:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
766704 Health Care Reit Inc HCN Real Estate Investment Trusts (6798) 341096634
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1242823 Jr J Charles Herman 4500 Dorr Street
Toledo OH 43615
Evp/Pres, Srs. Hous/Post Acute No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-01-15 5,512 $83.17 47,463 No 4 F Direct
Common Stock Acquisiton 2015-01-16 5,184 $37.00 52,647 No 4 M Direct
Common Stock Acquisiton 2015-01-16 7,200 $43.29 59,847 No 4 M Direct
Common Stock Acquisiton 2015-01-16 7,988 $49.17 67,835 No 4 M Direct
Common Stock Disposition 2015-01-16 20,372 $83.27 47,463 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Option (Right to Buy) Disposition 2015-01-16 5,184 $0.00 5,184 $37.00
Common Option (Right to Buy) Disposition 2015-01-16 7,200 $0.00 9,510 $43.29
Common Option (Right to Buy Disposition 2015-01-16 7,988 $0.00 11,982 $49.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-01-15 2019-01-29 No 4 M Direct
2,310 2014-01-15 2020-01-28 No 4 M Direct
3,994 2014-01-15 2021-01-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 32,247 Indirect LLC
Footnotes
  1. The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 16, 2014.
  2. The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member.
  3. Options for the purchase of 39,434 shares of common stock at $37.00 per share were granted to Mr. Herman on January 29, 2009, which grant has previously been reported. The partial exercise of these options for the purchase of 34,250 shares has previously been reported. Of the remaining options, options for the purchase of 5,184 shares vested on January 15, 2014.
  4. The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price.
  5. Options for the purchase of 23,776 shares of common stock were granted to Mr. Herman on January 28, 2010, which grant has previously been reported. The partial exercise of these options for the purchase of 14,266 shares has previsouly been reported. Of the remaining options, options for the purchase of 4,755 shares vested on January 15 of each of 2014 and 2015.
  6. The options were granted under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price.
  7. Options for the purchase of 19,971 shares of common stock were granted to Mr. Herman on January 27, 2011, which grant has previously been reported. The partial exercise of these options for the purchase of 7,989 shares has previously been reported. Of the remaining options, options for the purchase of 3,994 shares vested on January 15 of each of 2014 and 2015 and options for the purchase of 3,994 shares will vest on January 15, 2016.