Filing Details
- Accession Number:
- 0001209191-15-005156
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-20 17:02:56
- Reporting Period:
- 2015-01-15
- Filing Date:
- 2015-01-20
- Accepted Time:
- 2015-01-20 17:02:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
766704 | Health Care Reit Inc | HCN | Real Estate Investment Trusts (6798) | 341096634 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1242823 | Jr J Charles Herman | 4500 Dorr Street Toledo OH 43615 | Evp/Pres, Srs. Hous/Post Acute | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-01-15 | 5,512 | $83.17 | 47,463 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-01-16 | 5,184 | $37.00 | 52,647 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-01-16 | 7,200 | $43.29 | 59,847 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-01-16 | 7,988 | $49.17 | 67,835 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-01-16 | 20,372 | $83.27 | 47,463 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Option (Right to Buy) | Disposition | 2015-01-16 | 5,184 | $0.00 | 5,184 | $37.00 |
Common | Option (Right to Buy) | Disposition | 2015-01-16 | 7,200 | $0.00 | 9,510 | $43.29 |
Common | Option (Right to Buy | Disposition | 2015-01-16 | 7,988 | $0.00 | 11,982 | $49.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-01-15 | 2019-01-29 | No | 4 | M | Direct |
2,310 | 2014-01-15 | 2020-01-28 | No | 4 | M | Direct |
3,994 | 2014-01-15 | 2021-01-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 32,247 | Indirect | LLC |
Footnotes
- The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 16, 2014.
- The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member.
- Options for the purchase of 39,434 shares of common stock at $37.00 per share were granted to Mr. Herman on January 29, 2009, which grant has previously been reported. The partial exercise of these options for the purchase of 34,250 shares has previously been reported. Of the remaining options, options for the purchase of 5,184 shares vested on January 15, 2014.
- The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price.
- Options for the purchase of 23,776 shares of common stock were granted to Mr. Herman on January 28, 2010, which grant has previously been reported. The partial exercise of these options for the purchase of 14,266 shares has previsouly been reported. Of the remaining options, options for the purchase of 4,755 shares vested on January 15 of each of 2014 and 2015.
- The options were granted under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price.
- Options for the purchase of 19,971 shares of common stock were granted to Mr. Herman on January 27, 2011, which grant has previously been reported. The partial exercise of these options for the purchase of 7,989 shares has previously been reported. Of the remaining options, options for the purchase of 3,994 shares vested on January 15 of each of 2014 and 2015 and options for the purchase of 3,994 shares will vest on January 15, 2016.