Filing Details
- Accession Number:
- 0001179110-15-001059
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-20 16:10:05
- Reporting Period:
- 2015-01-16
- Filing Date:
- 2015-01-20
- Accepted Time:
- 2015-01-20 16:10:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1145460 | Alere Inc. | ALR | In Vitro & In Vivo Diagnostic Substances (2835) | 043565120 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1600843 | Carla Flakne | 51 Sawyer Road, Suite 200 Waltham MA 02453 | Vp, Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-11-07 | 380 | $0.00 | 3,011 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2015-01-16 | 10,000 | $23.15 | 13,252 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-01-16 | 10,000 | $42.45 | 3,252 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-01-16 | 10,000 | $0.00 | 10,000 | $23.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-12-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 462 | Indirect | See Footnote |
Footnotes
- Includes 248 shares acquired under the Alere Inc. Employee Stock Purchase Plan on June 30, 2014.
- The transactions reported on this Form were made pursuant to a written 10b5-1 trading plan adopted in accordance with SEC Rule 10b5-1. Represents same day exercise and sale of expiring stock options.
- Includes 241 shares acquired under the Alere Inc. Employee Stock Purchase Plan on December 31, 2014.
- The price reported is a weighted average price. These shares were sold in approximately 68 separate transactions at prices ranging from $41.81 to $42.82, inclusive. The reporting person hereby undertakes to provide to the SEC, the issuer or any stockholder of the issuer, upon request, the full information regarding the number of shares and prices at which the transaction was effected.
- Option vested in four equal installments on 12/14/06, 12/14/07, 12/14/08 and 12/14/09.
- This derivative security does not have a price.
- These securities are owned by the 2012 Flakne Family Trust, for which the reporting person & her spouse are the trustees.