Filing Details
- Accession Number:
- 0001181431-11-005262
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-26 09:55:40
- Reporting Period:
- 2011-01-24
- Filing Date:
- 2011-01-26
- Accepted Time:
- 2011-01-26 09:55:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1064015 | Ameritrans Capital Corp | AMTC | () | 522102424 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1295313 | Ii A Kevin Richardson | 200 State Street 13Th Floor Boston MA 02109 | Yes | No | Yes | No | |
1295315 | Prides Capital Partners, Llc | 200 State Street 13Th Floor Boston MA 02109 | Yes | No | Yes | No | |
1295320 | A Murray Indick | 200 State Street 13Th Floor Boston MA 02109 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-01-24 | 848,500 | $1.21 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants (Right to Buy) | Disposition | 2011-01-24 | 66,250 | $0.00 | 66,250 | $6.44 |
Common Stock | Warrants (Right to Buy) | Disposition | 2011-01-24 | 147,425 | $0.00 | 147,425 | $6.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
157,566 | 2005-12-05 | 2010-12-05 | No | 4 | S | Direct |
10,141 | 2006-03-02 | 2011-03-02 | No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non Employee Stock Option | $4.93 | 2008-05-09 | 2012-05-09 | 10,141 | 10,141 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-05-09 | 10,141 | 10,141 | Indirect |
Footnotes
- The securities reported herein are owned directly by Prides Capital Fund I, L.P. Because Prides Capital Partners, L.L.C. is the general partner of Prides Capital Fund I, L.P., Prides Capital Partners, L.L.C. may be deemed the beneficial owner of the securities held by Prides Capital Fund I, L.P. Because Kevin A. Richardson, II, is the controlling members of Prides Capital Partners, L.L.C., he may also be deemed to be beneficial owners of securities deemed to be beneficially owned by Prides Capital Partners, L.L.C. Messrs. Richardson and Indick disclaim beneficial ownership of the securities reported herein except to the extent of any pecuniary interests therein. Murray A. Indick has been deputized by Prides Capital Partners, L.L.C. to serve on the Issuer's board of directors, and therefore Prides Capital Partners, L.L.C. and each of the Reporting Persons also is a director of the Issuer for purposes of Section 16 of the Securities Exchange Act of 1934
- 10,141 five-year options granted under the Director Plan.