Filing Details
- Accession Number:
- 0001140361-15-002072
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-20 08:10:53
- Reporting Period:
- 2015-01-15
- Filing Date:
- 2015-01-20
- Accepted Time:
- 2015-01-20 08:10:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1036188 | Qad Inc | QADA | Services-Prepackaged Software (7372) | 770105228 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1080338 | F Karl Lopker | 100 Innovation Place Santa Barbara CA 93108 | Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock ($0.001 Par Value) | Disposition | 2015-01-15 | 1,000,000 | $20.00 | 5,788,464 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock ($0.001 Par Value) | 103,860 | Direct | |
Class A Common Stock ($0.001 Par Value) | 330,140 | Indirect | Lopker Family Foundation |
Class A Common Stock ($0.001 Par Value) | 5,084 | Indirect | Lopker Family 1997 Charitable Remainder Trust |
Class A Common Stock ($0.001 Par Value) | 103,511 | Indirect | By spouse |
Footnotes
- The sale of 1,000,000 shares of Class A Common Stock (par value $0.001) from the Lopker Living Trust was made in connection with an underwritten public offering pursuant to a prospectus supplement filed with the Securities and Exchange Commission on January 15, 2015 and is being reported on Form 4 for both Karl F. Lopker and Pamela M. Lopker who act as joint trustees of the Lopker Living Trust.