Filing Details

Accession Number:
0001140361-15-002072
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-20 08:10:53
Reporting Period:
2015-01-15
Filing Date:
2015-01-20
Accepted Time:
2015-01-20 08:10:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1036188 Qad Inc QADA Services-Prepackaged Software (7372) 770105228
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1080338 F Karl Lopker 100 Innovation Place
Santa Barbara CA 93108
Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock ($0.001 Par Value) Disposition 2015-01-15 1,000,000 $20.00 5,788,464 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock ($0.001 Par Value) 103,860 Direct
Class A Common Stock ($0.001 Par Value) 330,140 Indirect Lopker Family Foundation
Class A Common Stock ($0.001 Par Value) 5,084 Indirect Lopker Family 1997 Charitable Remainder Trust
Class A Common Stock ($0.001 Par Value) 103,511 Indirect By spouse
Footnotes
  1. The sale of 1,000,000 shares of Class A Common Stock (par value $0.001) from the Lopker Living Trust was made in connection with an underwritten public offering pursuant to a prospectus supplement filed with the Securities and Exchange Commission on January 15, 2015 and is being reported on Form 4 for both Karl F. Lopker and Pamela M. Lopker who act as joint trustees of the Lopker Living Trust.