Filing Details
- Accession Number:
- 0001002225-15-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-16 21:07:43
- Reporting Period:
- 2015-01-14
- Filing Date:
- 2015-01-16
- Accepted Time:
- 2015-01-16 21:07:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559492 | Anthony Sperling | 600 Townsend Street San Francisco CA 94103 | Evp, Global Client Experience | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-01-14 | 6,028 | $35.08 | 51,624 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-01-15 | 12,600 | $9.57 | 64,224 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-01-15 | 3,414 | $35.32 | 60,810 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2015-01-15 | 3,452 | $35.32 | 57,358 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2015-01-15 | 22,400 | $7.84 | 79,758 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-01-15 | 4,973 | $35.32 | 74,785 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2015-01-15 | 6,710 | $35.32 | 68,075 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2015-01-16 | 16,451 | $36.19 | 51,624 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2015-01-15 | 22,400 | $0.00 | 22,400 | $7.84 |
| Common Stock | Stock Appreciation Rights | Disposition | 2015-01-15 | 12,600 | $0.00 | 12,600 | $9.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-04-17 | 2016-04-17 | No | 4 | M | Direct |
| 8,400 | 2008-02-14 | 2017-02-14 | No | 4 | M | Direct |
Footnotes
- Transaction pursuant to 10b5-1 plan dated 09 December 2014
- Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
- Shares traded for taxes. No open market activity.
Billionaire Hedge Funds
