Filing Details
- Accession Number:
- 0001181077-15-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-16 17:09:56
- Reporting Period:
- 2015-01-14
- Filing Date:
- 2015-01-16
- Accepted Time:
- 2015-01-16 17:09:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
817473 | American Capital Ltd | ACAS | () | 521451377 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181077 | R John Erickson | 2 Bethesda Metro Center 14Th Floor Bethesda MD 20814 | Cfo And Pres., Structured Fin. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-01-14 | 38,259 | $2.51 | 441,982 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-01-15 | 19,129 | $14.14 | 422,853 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-01-15 | 48,008 | $2.15 | 422,853 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-01-15 | 48,008 | $14.14 | 422,853 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options | Disposition | 2015-01-14 | 38,259 | $0.00 | 38,259 | $2.51 |
Common Stock | Options | Disposition | 2015-01-15 | 48,008 | $0.00 | 48,008 | $2.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-05-26 | 2019-05-26 | No | 4 | M | Direct |
39,195 | 2010-04-24 | 2019-04-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,279 | Indirect | ESOP |
Common Stock | 242,155 | Indirect | By Family Trust |
Common Stock | 97,700 | Indirect | By Family Trust |
Footnotes
- Sales made pursuant to a previously established Rule 10b5-1 Plan.
- Price reflects weighted average sales price; actual sales prices ranged from $14.06 to $14.25. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
- On June 11, 2009, the company declared a stock dividend payable to all holders of record of common stock on June 22, 2009. Pursuant to the anti-dilution provisions of the Company's stock option plan, an option for 67,126 shares of common stock with an exercise price of $3.26 held by the reporting person on June 22, 2009 became exercisable for 87,203 shares of common stock with an exercise price of $2.51.
- On June 11, 2009, the company declared a stock dividend payable to all holders of record of common stock on June 22, 2009. Pursuant to the anti-dilution provisions of the Company's stock option plan, an option for 67,126 shares of common stock with an exercise price of $2.79 held by the reporting person on June 22, 2009 became exercisable for 87,203 shares of common stock with an exercise price of $2.15.