Filing Details
- Accession Number:
- 0001144204-15-002546
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-01-16 15:58:34
- Reporting Period:
- 2015-01-13
- Filing Date:
- 2015-01-16
- Accepted Time:
- 2015-01-16 15:58:34
- Original Submission Date:
- 2015-01-16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
2186 | Relm Wireless Corp | RWC | Radio & Tv Broadcasting & Communications Equipment (3663) | 593486297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187586 | H Joseph Moglia | C/O Fundamental Global Investors, Llc 4201 Congress Street, Suite 140 Charlotte NC 28209 | No | No | Yes | No | |
1591508 | Fundamental Global Investors, Llc | 4201 Congress Street Suite 140 Charlotte NC 28209 | No | No | Yes | No | |
1619951 | M Lewis Johnson | C/O Fundamental Global Investors, Llc 4201 Congress Street, Suite 140 Charlotte NC 28209 | No | No | Yes | No | |
1619991 | Kyle Cerminara | C/O Fundamental Global Investors, Llc 4201 Congress Street, Suite 140 Charlotte NC 28209 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2015-01-13 | 11,600 | $4.51 | 964,470 | No | 4 | P | Indirect | Fundamental Global Partners Master Fund, LP |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2015-01-14 | 6,800 | $4.66 | 971,270 | No | 4 | P | Indirect | Fundamental Global Partners Master Fund, LP |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2015-01-15 | 3,700 | $4.67 | 974,970 | No | 4 | P | Indirect | Fundamental Global Partners Master Fund, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Fundamental Global Partners Master Fund, LP |
No | 4 | P | Indirect | Fundamental Global Partners Master Fund, LP |
No | 4 | P | Indirect | Fundamental Global Partners Master Fund, LP |
Footnotes
- The Reporting Persons beneficially own in the aggregate 1,511,468 shares of Common Stock, which represents approximately 11.1% of the Company's outstanding shares of Common Stock. FG Partners GP, LLC (the "Master Fund General Partner"), as general partner to Fundamental Global Partners Master Fund, LP (the "Master Fund"), and Fundamental Global Investors, LLC (the "Investment Manager"), as the investment manager to the Master Fund, may be deemed to be beneficial owners of 974,970 shares of Common Stock that are directly owned by the Master Fund. Fundamental Global Partners GP, LLC (the "General Partner"), as general partner to Fundamental Global Partners, LP (the "Fund"), and the Investment Manager, as the investment manager to the Fund, may be deemed to be beneficial owners of 536,498 shares of Common Stock that are directly owned by the Fund.
- As principals of the General Partner, the Master Fund General Partner and/or the Investment Manager, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by the Fund and the Master Fund. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.
- The Form 4 filed on January 16, 2015 inadvertently listed the January 15th trade as effected by Fundamental Global Partners, LP.