Filing Details
- Accession Number:
- 0001214659-15-000356
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-01-16 11:24:05
- Reporting Period:
- 2014-06-30
- Filing Date:
- 2015-01-16
- Accepted Time:
- 2015-01-16 11:24:05
- Original Submission Date:
- 2014-09-25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1387713 | Neulion Inc. | NLN | Cable & Other Pay Television Services (4841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1260042 | Scott Paterson | C/O Neulion, Inc. 1600 Old Country Road Plainview NY 11803 | Vice Chairman | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-06-09 | 114,700 | $0.94 | 735,300 | No | 4 | S | Indirect | Paterson Family Trust |
Common Stock | Disposition | 2014-06-10 | 38,474 | $0.92 | 696,826 | No | 4 | S | Indirect | Paterson Family Trust |
Common Stock | Disposition | 2014-06-12 | 100,000 | $0.97 | 596,826 | No | 4 | S | Indirect | Paterson Family Trust |
Common Stock | Disposition | 2014-06-13 | 25,000 | $1.03 | 571,826 | No | 4 | S | Indirect | Paterson Family Trust |
Common Stock | Disposition | 2014-06-16 | 120,000 | $1.10 | 451,826 | No | 4 | S | Indirect | Paterson Family Trust |
Common Stock | Disposition | 2014-06-18 | 125,000 | $1.20 | 326,826 | No | 4 | S | Indirect | Paterson Family Trust |
Common Stock | Disposition | 2014-06-30 | 26,826 | $1.07 | 300,000 | No | 4 | S | Indirect | Paterson Family Trust |
Common Stock | Disposition | 2014-07-09 | 25,000 | $1.11 | 275,000 | No | 4 | S | Indirect | Paterson Family Trust |
Common Stock | Disposition | 2014-08-22 | 35,000 | $1.05 | 240,000 | No | 4 | S | Indirect | Paterson Family Trust |
Common Stock | Disposition | 2014-08-26 | 40,000 | $1.06 | 200,000 | No | 4 | S | Indirect | Paterson Family Trust |
Common Stock | Disposition | 2014-08-28 | 50,000 | $1.02 | 150,000 | No | 4 | S | Indirect | Paterson Family Trust |
Common Stock | Disposition | 2014-09-23 | 50,000 | $0.98 | 8,792,113 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2014-09-23 | 50,000 | $0.98 | 85,000 | No | 4 | G | Indirect | G. Scott Paterson Foundation |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Paterson Family Trust |
No | 4 | S | Indirect | Paterson Family Trust |
No | 4 | S | Indirect | Paterson Family Trust |
No | 4 | S | Indirect | Paterson Family Trust |
No | 4 | S | Indirect | Paterson Family Trust |
No | 4 | S | Indirect | Paterson Family Trust |
No | 4 | S | Indirect | Paterson Family Trust |
No | 4 | S | Indirect | Paterson Family Trust |
No | 4 | S | Indirect | Paterson Family Trust |
No | 4 | S | Indirect | Paterson Family Trust |
No | 4 | S | Indirect | Paterson Family Trust |
No | 4 | G | Direct | |
No | 4 | G | Indirect | G. Scott Paterson Foundation |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 375,000 | Indirect | Patstar Inc. |
Common Stock | 341,724 | Indirect | G. Scott Paterson Inc. |
Footnotes
- Mr. Paterson controls this company.
- These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. These Shares were sold in multiple transactions at a price of US$0.94, inclusive.
- While Mr. Paterson does not have voting and investment power over the securities held by the Trust, he does have a pecuniary interest therein.
- These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$0.92 to US$0.94, inclusive.
- These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$0.95 to US$0.98, inclusive.
- These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$1.02 to US$1.03, inclusive.
- These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$1.07 to US$1.12, inclusive.
- These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$1.18 to US$1.21, inclusive.
- These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$1.07 to US$1.08, inclusive.
- These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$1.10 to US$1.11, inclusive.
- These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$1.04 to US$1.06, inclusive.
- These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$1.06 to US$1.08, inclusive.
- These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$1.01 to US$1.02, inclusive.
- These shares were donated to the G. Scott Paterson Foundation. The closing price per share on that day was CDN$1.08. The price was converted to US dollars at an exchange rate of 0.9034, which was the Bank of Canada closing rate on the date of the donation.
- While Mr. Paterson has voting and investment power over the securities held by the Foundation, he does not have a pecuniary interest in, and disclaims beneficial ownership of, all such securities.