Filing Details
- Accession Number:
- 0001596771-15-000011
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-01-15 17:31:37
- Reporting Period:
- 2014-10-09
- Filing Date:
- 2015-01-15
- Accepted Time:
- 2015-01-15 17:31:37
- Original Submission Date:
- 2014-10-10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1610092 | Diplomat Pharmacy Inc. | DPLO | Retail-Drug Stores And Proprietary Stores (5912) | 382063100 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1618897 | R Philip Hagerman | 4100 S. Saginaw Street Flint MI 48507 | Chairman And Ceo | Yes | Yes | Yes | No |
1620336 | Trust Revocable Hagerman R. Philip | 4100 S. Saginaw Street Flint MI 48507 | No | No | Yes | No | |
1620614 | Trust Gst Jh | 4100 S. Saginaw Street Flint MI 48507 | No | No | Yes | No | |
1620615 | Trust Gst Family Hagerman 2007 | 4100 S. Saginaw Street Flint MI 48507 | No | No | Yes | No | |
1621081 | Jocelyn Hagerman | 4100 S. Saginaw Street Flint MI 48507 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-10-09 | 2,502,500 | $13.00 | 2,105,309 | No | 4 | S | Indirect | Philip R. Hagerman Rev Trust |
Common Stock | Disposition | 2014-10-09 | 455,000 | $13.00 | 4,141,207 | No | 4 | S | Indirect | 2007 Hagerman Family GST |
Common Stock | Disposition | 2014-10-09 | 455,000 | $13.00 | 4,699,689 | No | 4 | S | Indirect | The JH GST Trust |
Common Stock | Disposition | 2014-10-09 | 189,583 | $13.00 | 1,722,917 | No | 4 | S | Indirect | 2013 Irrev Exempt Trust for Daughter |
Common Stock | Disposition | 2014-10-09 | 189,584 | $13.00 | 1,722,916 | No | 4 | S | Indirect | 2013 Irrev Exempt Trust for Daughter |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Philip R. Hagerman Rev Trust |
No | 4 | S | Indirect | 2007 Hagerman Family GST |
No | 4 | S | Indirect | The JH GST Trust |
No | 4 | S | Indirect | 2013 Irrev Exempt Trust for Daughter |
No | 4 | S | Indirect | 2013 Irrev Exempt Trust for Daughter |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,912,500 | Indirect | 2013 Irrev Exempt Trust for Son |
Common Stock | 1,912,500 | Indirect | 2013 Irrev Exempt Trust for Daughter |
Common Stock | 646,000 | Indirect | 2014 Irrev Exempt Trust for Son |
Common Stock | 646,000 | Indirect | 2014 Irrev Exempt Trust for Daughter |
Common Stock | 646,000 | Indirect | 2014 Irrev Exempt Trust for Daughter |
Common Stock | 646,000 | Indirect | 2014 Irrev Exempt Trust for Daughter |
Common Stock | 1,275,000 | Indirect | Philip Hagerman 2014 GRAT |
Common Stock | 1,275,000 | Indirect | Jocelyn Hagerman 2014 GRAT |
Common Stock | 263,500 | Indirect | JH Marital Trust |
Common Stock | 272,000 | Indirect | PH Marital Trust |
Common Stock | 394,910 | Indirect | Irrevocable Trust for Son |
Common Stock | 394,910 | Indirect | Irrevocable Trust for Daughter |
Footnotes
- These shares were sold as part of the initial public offering of the issuer's common stock. This amendment reflects the additional shares sold in the initial public offering pursuant to the underwriters' exercise of an option to purchase such shares in connection with such offering; the additional sale of shares was inadvertently omitted from the initial filing.
- These shares are owned directly by the Philip R. Hagerman Revocable Trust, a ten percent owner of the issuer, and indirectly by Philip Hagerman as trustee of the trust. Mr. Hagerman is Chairman, CEO and a director of the issuer.
- These shares are owned directly by the 2007 Hagerman Family GST Trust, a ten percent owner of the issuer, and indirectly by Jocelyn Hagerman as trustee of the trust. Mrs. Hagerman is the wife of Philip Hagerman.
- These shares are owned directly by the JH GST Trust, a ten percent owner of the issuer, and indirectly by Philip R. Hagerman as trustee of the trust.
- As trustee of the 2013 Irrevocable Exempt Trusts and 2014 Irrevocable Exempt Trusts for a son and daughter, the Philip Hagerman 2014 GRAT and the PH Marital Trust, Jocelyn Hagerman indirectly owns these shares.
- These shares are indirectly owned by Mr. Hagerman, who serves as the trustee of the 2013 Irrevocable Exempt Trusts and 2014 Irrevocable Exempt Trusts for two daughters, the Jocelyn Hagerman 2014 GRAT and the JH Marital Trust.