Filing Details

Accession Number:
0001088825-15-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-14 20:38:45
Reporting Period:
2015-01-12
Filing Date:
2015-01-14
Accepted Time:
2015-01-14 20:38:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1088825 Tivo Inc TIVO Cable & Other Pay Television Services (4841) 770463167
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1264973 S Thomas Rogers 2160 Gold Street
Alviso CA 95002
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-01-12 37,455 $6.52 1,958,656 No 4 M Direct
Common Stock Disposition 2015-01-12 37,455 $10.62 1,921,201 No 4 S Direct
Common Stock Disposition 2015-01-12 30,496 $10.69 1,890,705 No 4 D Direct
Common Stock Disposition 2015-01-12 7,203 $10.69 1,883,502 No 4 F Direct
Common Stock Acquisiton 2015-01-12 50,000 $6.52 1,933,502 No 4 M Direct
Common Stock Disposition 2015-01-13 12,301 $10.73 1,921,201 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 D Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2015-01-12 37,455 $6.52 37,455 $6.52
Common Stock Stock Appreciation Rights Disposition 2015-01-12 50,000 $6.52 50,000 $6.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
711,644 2005-08-01 2015-07-01 No 4 M Direct
950,000 2005-08-01 2015-07-01 No 4 M Direct
Footnotes
  1. These shares were sold under a 10b5-1 plan that the reporting person entered into on 12/12/2014 and includes only those stock options and stock appreciation rights with an expiration date of 7/1/2015.
  2. Weighted Average Sales Price - Actual sale prices range from $10.58 - $10.67. The reporting person will provide the SEC staff, the company or a security holder of the company the relevant information regarding sales at each respective price within the range.
  3. The cost of the 50,000 shares was $326,000 equal to 30,496 shares of TiVo stock, with a remainder of 19,504 shares of which 7,203 were withheld for taxes and 12,301 sold on 1/13/15.
  4. These shares have been surrendered to the Company to pay taxes applicable to the exercising of Stock Appreciation Rights.
  5. Weighted Average Sales Price - Actual sale prices range from $10.69 - $10.76. The reporting person will provide the SEC staff, the company or a security holder of the company the relevant information regarding sales at each respective price within the range.