Filing Details

Accession Number:
0001173879-15-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-13 18:32:14
Reporting Period:
2015-01-09
Filing Date:
2015-01-13
Accepted Time:
2015-01-13 18:32:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
912463 Guess Inc GES Women's, Misses', Children's & Infants' Undergarments (2340) 953679695
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1173879 Paul Marciano C/O Guess?, Inc.
1444 S. Alameda Street
Los Angeles CA 90021
Vice Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-04 293,125 $0.00 370,309 No 5 G Indirect by Nonexempt Gift Trust
Common Stock Disposition 2014-09-08 83,937 $0.00 339,005 No 5 G Indirect by G Financial Holdings II, LLC
Common Stock Disposition 2014-10-15 66,880 $0.00 0 No 5 G Indirect by G4 GRAT
Common Stock Disposition 2015-01-09 200,000 $20.89 8,430,002 No 4 S Indirect by Paul Marciano Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect by Nonexempt Gift Trust
No 5 G Indirect by G Financial Holdings II, LLC
No 5 G Indirect by G4 GRAT
No 4 S Indirect by Paul Marciano Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 255,192 Direct
Common Stock 349,491 Indirect by PM Special Exempt Trust
Common Stock 170,666 Indirect by G Financial Holdings, LLC
Common Stock 1,481,700 Indirect by NRG Capital Holdings, LLC
Common Stock 105,977 Indirect by Exempt Gift Trust
Footnotes
  1. Shares are held by the Nonexempt Gift Trust under the Next Step Trust, of which the reporting person is sole trustee. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
  2. Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.
  3. Shares are held by G Financial Holdings II, LLC which is indirectly owned by the reporting person.
  4. Shares are held by the G4 GRAT, a grantor retained annuity trust of which the reporting person has sole investment power.
  5. The reported price represents the weighted average price for shares sold in multiple transactions ranging from $20.80 to $21.06. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
  6. Shares held by the Paul Marciano Trust dated 2/20/86, a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest.
  7. Shares are held by Paul Marciano Special Exempt Trust, of which the reporting person has sole investment power.
  8. Shares are held by G Financial Holdings, LLC which is indirectly owned by the reporting person.
  9. Shares are held by NRG Capital Holdings, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children.
  10. Shares are held by Exempt Gift Trust under the Next Step Trust, of which the reporting person is sole trustee. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.