Filing Details
- Accession Number:
- 0001173879-15-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-13 18:32:14
- Reporting Period:
- 2015-01-09
- Filing Date:
- 2015-01-13
- Accepted Time:
- 2015-01-13 18:32:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
912463 | Guess Inc | GES | Women's, Misses', Children's & Infants' Undergarments (2340) | 953679695 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1173879 | Paul Marciano | C/O Guess?, Inc. 1444 S. Alameda Street Los Angeles CA 90021 | Vice Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-04 | 293,125 | $0.00 | 370,309 | No | 5 | G | Indirect | by Nonexempt Gift Trust |
Common Stock | Disposition | 2014-09-08 | 83,937 | $0.00 | 339,005 | No | 5 | G | Indirect | by G Financial Holdings II, LLC |
Common Stock | Disposition | 2014-10-15 | 66,880 | $0.00 | 0 | No | 5 | G | Indirect | by G4 GRAT |
Common Stock | Disposition | 2015-01-09 | 200,000 | $20.89 | 8,430,002 | No | 4 | S | Indirect | by Paul Marciano Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | by Nonexempt Gift Trust |
No | 5 | G | Indirect | by G Financial Holdings II, LLC |
No | 5 | G | Indirect | by G4 GRAT |
No | 4 | S | Indirect | by Paul Marciano Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 255,192 | Direct | |
Common Stock | 349,491 | Indirect | by PM Special Exempt Trust |
Common Stock | 170,666 | Indirect | by G Financial Holdings, LLC |
Common Stock | 1,481,700 | Indirect | by NRG Capital Holdings, LLC |
Common Stock | 105,977 | Indirect | by Exempt Gift Trust |
Footnotes
- Shares are held by the Nonexempt Gift Trust under the Next Step Trust, of which the reporting person is sole trustee. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
- Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.
- Shares are held by G Financial Holdings II, LLC which is indirectly owned by the reporting person.
- Shares are held by the G4 GRAT, a grantor retained annuity trust of which the reporting person has sole investment power.
- The reported price represents the weighted average price for shares sold in multiple transactions ranging from $20.80 to $21.06. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
- Shares held by the Paul Marciano Trust dated 2/20/86, a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest.
- Shares are held by Paul Marciano Special Exempt Trust, of which the reporting person has sole investment power.
- Shares are held by G Financial Holdings, LLC which is indirectly owned by the reporting person.
- Shares are held by NRG Capital Holdings, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children.
- Shares are held by Exempt Gift Trust under the Next Step Trust, of which the reporting person is sole trustee. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.