Filing Details
- Accession Number:
- 0001140361-11-004131
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-25 17:32:09
- Reporting Period:
- 2011-01-18
- Filing Date:
- 2011-01-25
- Accepted Time:
- 2011-01-25 17:32:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1013796 | Tib Financial Corp. | TIBB | State Commercial Banks (6022) | 650655973 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1430971 | B. Howard Gutman | 599 9Th Street North Suite 101 Naples FL 34102 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.10 Par Value | Acquisiton | 2011-01-18 | 2,319 | $15.00 | 2,558 | No | 4 | P | Direct | |
Common Stock, $.10 Par Value | Acquisiton | 2011-01-18 | 6,318 | $15.00 | 6,950 | No | 4 | P | Indirect | By Premier Insurance, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By Premier Insurance, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $.10 Par Value | 22 | Indirect | By Howard B. Gutman WBNA Custodian Trad IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, $0.10 Par Value | Warrants | $791.60 | 2008-03-07 | 2011-03-07 | 190 | 190 | Direct |
Common Stock, $0.10 Par Value | Warrants | $791.60 | 2008-03-07 | 2011-03-07 | 632 | 632 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2011-03-07 | 190 | 190 | Direct |
2011-03-07 | 632 | 632 | Indirect |
Footnotes
- Subscription Rights Offering to Legacy Shareholders of record date July 12, 2010 - Mr. Gutman acquired 424 shares; Mr. and Mrs. Gutman acquired 1,895 shares; Premier Insurance LLC acquired 6,318 shares. The Rights Offering Prospectus was mailed December 20, 2010 and the subscription rights expired 5:00 p.m. January 18, 2011.
- The reporting person owns 2,558 shares and 190 warrants of which 2,091 shares and 190 warrants are held in joint tenancy with his wife, Rachel A. Gutman.
- The reporting person is the sole shareholder of HBG Insurance, Inc., a member of Premier Insurance, LLC, a Florida limited liability company, and is the Managing Member of Premier Insurance. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- On December 15, 2010, the common stock of TIB split one for 100, resulting in the reduction of the number of shares owned by the reporting person.