Filing Details

Accession Number:
0001209191-15-003773
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-12 18:21:24
Reporting Period:
2015-01-08
Filing Date:
2015-01-12
Accepted Time:
2015-01-12 18:21:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
786947 Acura Pharmaceuticals Inc ACUR Pharmaceutical Preparations (2834) 110853640
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1034486 P L Iii Partners Galen C/O Galen Management, L.l.c.
680 Washington Blvd.
Stamford CT 06901
No No Yes No
1034574 P L Iii International Partners Galen C/O Galen Management, L.l.c.
680 Washington Blvd.
Stamford CT 06901
No No Yes No
1056642 Galen Employee Fund Iii Lp C/O Galen Management L.l.c.
680 Washington Blvd.
Stamford CT 06901
No No Yes No
1056643 Claudius Llc C/O Galen Management, L.l.c.
680 Washington Blvd.
Stamford CT 06901
No No Yes No
1421162 Galen Management, Llc 680 Washington Blvd.
Stamford CT 06901
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-01-08 100,000 $0.60 11,028,621 No 4 S Indirect See FN
Common Stock Disposition 2015-01-09 36,000 $0.65 10,992,621 No 4 S Indirect See FN
Common Stock Disposition 2015-01-12 35,000 $0.64 10,957,621 No 4 S Indirect See FN
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See FN
No 4 S Indirect See FN
No 4 S Indirect See FN
Footnotes
  1. The shares were sold as follows: 91,356 by Galen Partners III, L.P. ("Galen III"), 8,268 by Galen Partners International III, L.P. ("Galen International") and 376 by Galen Employee Fund III, L.P. ("Employee Fund").
  2. The shares were sold at prices between $0.59 and $0.621. The Reporting Entities will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. The shares are held as follows: 10,078,319 by Galen III, 908,784 by Galen International and 41,518 by Employee Fund. Claudius, L.L.C. serves as the sole General Partner of Galen III and Galen International and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Galen Management, L.L.C. serves as the sole General Partner of Employee Fund and has sole voting and investment control over the shares held by Employee Fund and may be deemed to beneficially own the shares held by Employee Fund. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
  4. The shares were sold as follows: 32,888 by Galen III, 2,977 by Galen International and 135 by Employee Fund.
  5. The shares were sold at prices between $0.64 and $0.66. The Reporting Entities will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
  6. The shares are held as follows: 10,045,431 by Galen III, 605,807 by Galen International and 41,383 by Employee Fund. Claudius, L.L.C. serves as the sole General Partner of Galen III and Galen International and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Galen Management, L.L.C. serves as the sole General Partner of Employee Fund and has sole voting and investment control over the shares held by Employee Fund and may be deemed to beneficially own the shares held by Employee Fund. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
  7. The shares were sold as follows: 31,974 by Galen III, 2,894 by Galen International and 132 by Employee Fund.
  8. The shares were sold at prices between $0.62 and $0.67. The Reporting Entities will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
  9. The shares are held as follows: 10,013,457 by Galen III, 902,913 by Galen International and 41,251 by Employee Fund. Claudius, L.L.C. serves as the sole General Partner of Galen III and Galen International and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Galen Management, L.L.C. serves as the sole General Partner of Employee Fund and has sole voting and investment control over the shares held by Employee Fund and may be deemed to beneficially own the shares held by Employee Fund. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.