Filing Details
- Accession Number:
- 0001140361-15-001449
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-12 16:57:24
- Reporting Period:
- 2015-01-08
- Filing Date:
- 2015-01-12
- Accepted Time:
- 2015-01-12 16:57:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 921547 | Heritage Oaks Bancorp | HEOP | State Commercial Banks (6022) | 770388249 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1441854 | R William Raver | 1222 Vine Street Paso Robles CA 93446 | Evp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Heritage Oaks Bancorp Common Stock | Acquisiton | 2015-01-08 | 7,203 | $3.10 | 32,980 | No | 4 | P | Direct | |
| Heritage Oaks Bancorp Common Stock | Acquisiton | 2015-01-08 | 1,904 | $5.73 | 34,884 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Heritage Oaks Bancorp Common Stock | Option to Purchase Heritage Oaks Bancorp Common Stock | Disposition | 2015-01-08 | 7,203 | $3.10 | 7,203 | $3.10 |
| Heritage Oaks Bancorp Common Stock | Option to Purchase Heritage Oaks Bancorp Common Stock | Disposition | 2015-01-08 | 1,904 | $5.73 | 1,904 | $5.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,493 | 2013-09-01 | 2020-09-01 | No | 4 | X | Direct |
| 11,589 | 2013-09-01 | 2022-09-01 | No | 4 | X | Direct |
Footnotes
- Mr. Raver exercised an option to purchase 7,203 shares of Heritage Oaks Bancorp Common Stock at a price of $3.10 per share.
- Mr. Raver exercised an option to purchase 1,904 shares of Heritage Oaks Bancorp Common Stock at a price of $5.73 per share.
Billionaire Hedge Funds
