Filing Details
- Accession Number:
- 0001225208-15-001246
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-12 16:32:00
- Reporting Period:
- 2015-01-09
- Filing Date:
- 2015-01-12
- Accepted Time:
- 2015-01-12 16:32:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 14693 | Brown Forman Corp | BF'B | Beverages (2080) | 610143150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1566296 | P Brian Fitzgerald | 850 Dixie Highway Louisville KY 40210 | Vp, Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common | Acquisiton | 2015-01-09 | 570 | $28.58 | 570 | No | 4 | M | Direct | |
| Class B Common | Disposition | 2015-01-09 | 230 | $90.34 | 340 | No | 4 | S | Direct | |
| Class B Common | Disposition | 2015-01-09 | 340 | $90.14 | 0 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common | Stock Appreciation Right | Disposition | 2015-01-09 | 570 | $0.00 | 570 | $28.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-05-01 | 2015-04-30 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class B Common | Stock Appreciation Right | $34.95 | 2009-05-01 | 2016-04-30 | 1,721 | 1,721 | Direct |
| Class B Common | Stock Appreciation Right | $33.76 | 2010-05-01 | 2017-04-30 | 2,637 | 2,637 | Direct |
| Class B Common | Stock Appreciation Right | $35.51 | 2011-05-01 | 2018-04-30 | 2,422 | 2,422 | Direct |
| Class B Common | Stock Appreciation Right | $27.05 | 2012-05-01 | 2019-04-30 | 4,728 | 4,728 | Direct |
| Class B Common | Stock Appreciation Right | $38.43 | 2013-05-01 | 2020-04-30 | 3,969 | 3,969 | Direct |
| Class B Common | Stock Appreciation Right | $46.40 | 2014-05-01 | 2021-04-30 | 3,739 | 3,739 | Direct |
| Class B Common | Stock Appreciation Right | $58.70 | 2015-05-01 | 2022-04-30 | 3,474 | 3,474 | Direct |
| Class B Common | Stock Appreciation Right | $72.42 | 2016-05-01 | 2023-04-30 | 5,762 | 5,762 | Direct |
| Class B Common | Stock Appreciation Right | $91.97 | 2017-05-01 | 2024-04-30 | 4,446 | 4,446 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-04-30 | 1,721 | 1,721 | Direct |
| 2017-04-30 | 2,637 | 2,637 | Direct |
| 2018-04-30 | 2,422 | 2,422 | Direct |
| 2019-04-30 | 4,728 | 4,728 | Direct |
| 2020-04-30 | 3,969 | 3,969 | Direct |
| 2021-04-30 | 3,739 | 3,739 | Direct |
| 2022-04-30 | 3,474 | 3,474 | Direct |
| 2023-04-30 | 5,762 | 5,762 | Direct |
| 2024-04-30 | 4,446 | 4,446 | Direct |
Footnotes
- The closing price of BF-B ($90.14) on January 8, 2015 was used to calculate the tax withholding obligation.
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