Filing Details
- Accession Number:
- 0001209191-15-003499
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-09 17:43:06
- Reporting Period:
- 2015-01-07
- Filing Date:
- 2015-01-09
- Accepted Time:
- 2015-01-09 17:43:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1412043 | Opower Inc. | OPWR | Services-Prepackaged Software (7372) | 260542549 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1601827 | Alexander Laskey | C/O Opower, Inc. 1515 North Courthouse Road, 8Th Floor Arlington VA 22201 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-01-07 | 10,207 | $14.04 | 4,412,169 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-01-08 | 11,933 | $14.17 | 4,400,236 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-01-08 | 845,922 | $0.00 | 1,054,078 | No | 5 | G | Indirect | See Footnote |
Common Stock | Acquisiton | 2015-01-08 | 845,922 | $0.00 | 845,922 | No | 5 | G | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Indirect | See Footnote |
No | 5 | G | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 33,334 | Indirect | See Footnote |
Common Stock | 33,334 | Indirect | See Footnote |
Common Stock | 50,000 | Indirect | See Footnote |
Common Stock | 33,334 | Indirect | See Footnote |
Common Stock | 50,000 | Indirect | See Footnote |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2014.
- The sale price reported in column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.75 to $14.19 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The sale price reported in column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.89 to $14.4001 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Shares held by Laskey-A Investment Trust.
- Shares held by Laskey-B Investment Trust.
- Shares held by Baruch Farbiarz and Elsa Farbiarz, who have granted an irrevocable proxy to Mr. Laskey.
- Shares held by Adam Farbiarz, who has granted an irrevocable proxy to Mr. Laskey.
- Shares held by Jacob Laskey, who has granted an irrevocable proxy to Mr. Laskey.
- Shares held by Michael Farbiarz and Megan Lewis, who have granted an irrevocable proxy to Mr. Laskey.
- Shares held by Richard Laskey and Abbie Laskey, who have granted an irrevocable proxy to Mr. Laskey.