Filing Details
- Accession Number:
- 0001144204-15-001518
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-09 12:41:49
- Reporting Period:
- 2014-12-26
- Filing Date:
- 2015-01-09
- Accepted Time:
- 2015-01-09 12:41:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1453001 | Vaccinogen Inc | VGEN | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1361393 | Georg Ture Anders Halldin | Odlingsvagen 10 Alta V7 SE-13836 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-26 | 934,580 | $5.50 | 934,580 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (right to buy) | Acquisiton | 2014-12-26 | 272,727 | $5.50 | 272,727 | $6.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
272,727 | 2014-12-26 | 2019-12-26 | No | 4 | P | Direct |
Footnotes
- The reported securities include 909,091 units purchased by the reporting persons for $5.50 per unit. Each unit consists of one share of common stock and one warrant to purchase three tenths (0.3) of a share of common stock. Pursuant to the terms of the subscription agreement under which the reporting person purchased the units, the reporting persons received additional "adjustment" shares of common stock as if the purchase price of the common stock was $5.35 per share.