Filing Details
- Accession Number:
- 0001144204-11-003983
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-25 16:33:59
- Reporting Period:
- 2011-01-25
- Filing Date:
- 2011-01-25
- Accepted Time:
- 2011-01-25 16:33:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1495222 | Oxford Lane Capital Corp. | OXLC | () | 272859071 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1268529 | B Saul Rosenthal | C/O Oxford Lane Capital Corp. 8 Sound Shore Drive, Suite 255 Greenwich CT 06830 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-01-25 | 37,500 | $20.00 | 40,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |