Filing Details

Accession Number:
0001144204-11-003980
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-25 16:32:17
Reporting Period:
2011-01-25
Filing Date:
2011-01-25
Accepted Time:
2011-01-25 16:32:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1495222 Oxford Lane Capital Corp. OXLC () 272859071
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1009121 M Charles Royce C/O Oxfor Lane Capital Corp.
8 Sound Shore Drive, Suite 255
Greenwich CT 06830
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-01-25 160,000 $20.00 161,250 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct