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Filing Details

Accession Number:: 0001123292-15-000098
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-01-08 10:33:40
Reporting Period:: 2015-01-06

Filing Date:: 2015-01-08
Accepted Time:: 2015-01-08 10:33:40
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1467076	Colony Financial Inc.	CLNY	Real Estate Investment Trusts (6798)	270419483

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1076343	Jr Thomas Barrack	C/O Colony Financial, Inc. 2450 Broadway, 6Th Floor Santa Monica CA 90404	Executive Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-01-06	618,081	$0.00	639,200	No	4	J	Indirect	By Colony Financial Manager, LLC
Common Stock	Disposition	2015-01-07	639,200	$0.00	0	No	4	J	Indirect	By Colony Financial Manager, LLC
Common Stock	Acquisiton	2015-01-07	115,238	$0.00	518,708	No	4	J	Indirect	By Family Trust
Common Stock	Disposition	2015-01-07	17,279	$24.26	501,429	No	4	S	Indirect	By Family Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	By Colony Financial Manager, LLC
No	4	J	Indirect	By Colony Financial Manager, LLC
No	4	J	Indirect	By Family Trust
No	4	S	Indirect	By Family Trust

Footnotes

Colony Financial Manager, LLC (the "Manager") is the direct owner of these reported securities. Colony Capital, LLC ("Colony Capital") is the managing member of the Manager, and Thomas J. Barrack, Jr. ("Mr. Barrack") is the sole managing member of Colony Capital. Accordingly, Mr. Barrack may be deemed to beneficially own all of the reported securities. This filing shall not be deemed an admission that Mr. Barrack is the beneficial owner of any securities beneficially owned by the Manager except to the extent of his pecuniary interest therein. The current 618,081 reported securities acquired represent common stock granted by the Company pursuant to the 2014 Equity Incentive Plan, for services provided by or on behalf of the Manager for the benefit of the Company.
The Manager is the direct owner of the 639,200 securities the disposition of which this form is reporting. The Manager distributed 639,200 shares to certain persons for services provided by each such person to the Manager for the benefit of the Manager and the Company.
The acquisition represents the receipt of common stock granted by the Manager to the Family Trust designated by Mr. Barrack as recipient of such stock for services provided by Mr. Barrack to the Manager for the benefit of the Manager and the Company.
The disposition represents the sale of common stock to fund the payment of income taxes incurred by the reporting person in connection with the vesting of certain shares of common stock.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.11 to $24.48, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.