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Filing Details

Accession Number:: 0001354488-15-000084
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-01-07 17:15:50
Reporting Period:: 2015-01-05

Filing Date:: 2015-01-07
Accepted Time:: 2015-01-07 17:15:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1141197	Pedevco Corp	PED	Oil & Gas Field Exploration Services (1382)	223755993

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1554740	Moore Clark	4125 Blackhawk Plaza Circle Suite 201 Danville CA 94506	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-01-05	35,000	$0.41	1,029,234	No	5	S	Direct
Common Stock	Acquisiton	2015-01-07	270,000	$0.37	1,299,234	No	5	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	S	Direct
No	5	A	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Incentive Stock Option (Right to Buy)	Acquisiton	2015-01-07	270,000	$0.37	270,000	$0.37

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
270,000	2015-01-07	2020-01-07	No	5	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	57,334	Indirect	By minor children

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Common Stock Warrant (Right to Buy)	$2.34	2013-12-16	2017-12-16	1,906	1,906	Direct
Common Stock	Common Stock Warrant (Right to Buy)	$5.25	2013-03-22	2017-03-22	953	953	Direct
Common Stock	Incentive Stock Option (Right to Buy)	$0.51	2012-12-18	2022-06-18	44,467	44,467	Direct
Common Stock	Non-Qualified Stock Option (Right to Buy)	$0.51	2012-12-18	2022-06-18	188,867	188,867	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-12-16	1,906	1,906	Direct
2017-03-22	953	953	Direct
2022-06-18	44,467	44,467	Direct
2022-06-18	188,867	188,867	Direct

Footnotes

All sales were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person on December 15, 2014 to satisfy Reporting Person's tax liability in connection with the January 1, 2015 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grant was exempt from Section 16(b) pursuant to Rule 16b-3(d).
Common stock of Issuer granted to Reporting Person and subject to forfeiture as follows: (i) 40% of the shares on the nine (9) month anniversary of the Grant Date; (ii) 20% on the twelve (12) month anniversary of the Grant Date; (iii) 20% on the eighteen (18) month anniversary of the Grant Date; and (iv) 20% on the twenty-four (24) month anniversary of the Grant Date, subject to the Recipient being an employee of, or consultant to, the Company on such vesting date, and subject to the terms and conditions of a Restricted Stock Agreement.
Reporting Person's holding includes: 83,334 shares; 219,500 shares; 315,00 shares and 270,000 shares issued pursuant to restricted stock grants, and 411,400 remaining of Founders stock.
Represents 28,667 shares of the Issuer's common stock owned by each of Reporting Person's two minor children.
Incentive Stock Option granted to Reporting Person with vesting as follows: (i) 50% of the shares on the six (6) month anniversary of the Grant Date; (ii) 20% on the twelve (12) month anniversary of the Grant Date; (iii) 20% on the eighteen (18) month anniversary of the Grant Date, and (iv) 10% on the twenty-four (24) month anniversary of the Grant Date, subject to the recipient being an employee of, or consultant to, the Company on such vesting date and subject to the terms and conditions of a Stock Option Agreement.